# Balanz

> Balanz is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 322263
- Filed as: BALANZ
- Legal name: Balanz Advisors LLC
- Also doing business as: BALANZ, BALANZ USA
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322263
- AdvisorCensus page: https://advisorcensus.com/firm/balanz-coral-gables-fl-322263

## Quick answers

**How is Balanz compensated?**
On its Form ADV (Item 5.E, October 2026), Balanz reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Balanz charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Balanz located?**
Balanz's principal office is in Coral Gables, FL, according to its Form ADV.

**Is Balanz registered with the SEC or a state?**
Balanz is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322263.

**How much does Balanz manage?**
Balanz reports $152,608,123 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (19% discretionary).

**How have Balanz's assets and staff changed since 2023?**
In the Form ADV data for Balanz: Regulatory assets under management: $139,942,926 in the October 2023 data and $152,608,123 in the October 2026 data, up 9%. Total employees: 5 in October 2023 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Balanz serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (31); corporations or other businesses not listed above (2).

**Which custodians does Balanz use?**
Balanz's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Stonex Financial Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Balanz report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322263

**What changed in Balanz's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in MA, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 1% of assets a year

> All advisory accounts are subject to an annual advisory fee of 1.00% on Assets Under Management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Stonex Financial Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $152,608,123
- Discretionary: $29,609,162
- Non-discretionary: $122,998,961

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $7,622,458 |
| High net worth individuals | 32 | $46,405,081 |
| Other investment advisers | 1 | $98,244,019 |
| Corporations or other businesses not listed above | 2 | $336,565 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (3 years)
- Employees: 11 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NJ, NY, SC, TX, UT, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- balanz.us
- LinkedIn @balanz-usa

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $139,942,926 | 5 | October 3, 2023 |
| October 2024 | $265,936,792 | 9 | March 13, 2024 |
| October 2025 | $165,284,564 | 5 | March 19, 2025 |
| October 2026 | $152,608,123 | 11 | April 2, 2026 |

Regulatory assets under management: $139,942,926 in the October 2023 data and $152,608,123 in the October 2026 data, up 9%.
Total employees: 5 in October 2023 and 11 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in MA, TX.

### April 2026
- Added the business name Balanz USA.
- Employees performing advisory functions went from 2 to 4.

### February 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Balanz (CRD 322263): Form ADV filing data as of October 2026.