# Balanced Plan Financial Investment Advisors, Inc.

> Balanced Plan Financial Investment Advisors, Inc. is a state-registered investment advisory firm in Tustin, CA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 310708
- Filed as: BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tustin, CA
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/310708
- AdvisorCensus page: https://advisorcensus.com/firm/balanced-plan-financial-investment-advisors-inc-tustin-ca-310708

## Quick answers

**How is Balanced Plan Financial Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Balanced Plan Financial Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Balanced Plan Financial Investment Advisors, Inc. located?**
Balanced Plan Financial Investment Advisors, Inc.'s principal office is in Tustin, CA, according to its Form ADV.

**Is Balanced Plan Financial Investment Advisors, Inc. registered with the SEC or a state?**
Balanced Plan Financial Investment Advisors, Inc. is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 310708.

**How much does Balanced Plan Financial Investment Advisors, Inc. manage?**
Balanced Plan Financial Investment Advisors, Inc. reports $48,843,238 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**What types of clients does Balanced Plan Financial Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (144); high net worth individuals (5).

**Does Balanced Plan Financial Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/310708

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $48,843,238
- Discretionary: $48,843,238
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 144 | $39,846,477 |
| High net worth individuals | 5 | $8,996,761 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- balancedplanfinancial.com
- LinkedIn @bryanjnelson

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Balanced Plan Financial Investment Advisors, Inc. (CRD 310708): Form ADV filing data as of October 2026.