# Baker Capital Management

> Baker Capital Management is a state-registered investment advisory firm, registered since 1989, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 112981
- Filed as: BAKER CAPITAL MANAGEMENT
- Legal name: Andrew James Baker
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Missouri
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/112981
- AdvisorCensus page: https://advisorcensus.com/firm/baker-capital-management-112981

## Quick answers

**How is Baker Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Baker Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Baker Capital Management registered with the SEC or a state?**
Baker Capital Management is a state-registered investment advisory firm, registered since 1989. Status as filed: APPROVED. CRD 112981.

**How much does Baker Capital Management manage?**
Baker Capital Management reports $15,321,253 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Baker Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); charitable organizations (1).

**Does Baker Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112981

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,321,253
- Discretionary: $15,321,253
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $14,878,146 |
| Charitable organizations | 1 | $443,107 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1989 (36 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Baker Capital Management (CRD 112981): Form ADV filing data as of October 2026.