# Baird Strategas LLC

> Baird Strategas LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated July 15, 2026.

- CRD: 149326
- Filed as: BAIRD STRATEGAS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149326
- AdvisorCensus page: https://advisorcensus.com/firm/baird-strategas-llc-new-york-ny-149326

## Quick answers

**How is Baird Strategas LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Baird Strategas LLC reports these compensation arrangements: fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Baird Strategas LLC located?**
Baird Strategas LLC's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Baird Strategas LLC registered with the SEC or a state?**
Baird Strategas LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 149326.

**How have Baird Strategas LLC's assets and staff changed since 2021?**
In the Form ADV data for Baird Strategas LLC: Total employees: 49 in October 2021 and 50 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Baird Strategas LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (414); banking or thrift institutions (26); pooled investment vehicles (other than investment companies and business development companies) (19).

**Does Baird Strategas LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149326

**What changed in Baird Strategas LLC's recent Form ADV filings?**
In the August 2026 filing data: Changed its legal name from Strategas Securities, LLC to Baird Strategas LLC.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | 26 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 19 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $0 |
| Charitable organizations | 7 | $0 |
| State or municipal government entities (including government pension plans) | 9 | $0 |
| Other investment advisers | 414 | $0 |
| Insurance companies | 6 | $0 |
| Sovereign wealth funds and foreign official institutions | 2 | $0 |
| Corporations or other businesses not listed above | 1 | $0 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 50 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149326

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Washington, DC

### Websites listed on Form ADV (Item 1.I)
- bairdstrategas.com
- LinkedIn @strategas
- X @strategasRP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 49 | March 29, 2021 |
| October 2022 | Not reported | 48 | March 31, 2022 |
| October 2023 | Not reported | 44 | March 31, 2023 |
| October 2024 | Not reported | 44 | March 27, 2024 |
| October 2025 | Not reported | 47 | March 31, 2025 |
| October 2026 | Not reported | 50 | July 15, 2026 |

Total employees: 49 in October 2021 and 50 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Changed its legal name from Strategas Securities, LLC to Baird Strategas LLC.

### April 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.D(2)).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Baird Strategas LLC (CRD 149326): Form ADV filing data as of October 2026.