{ "crd_number": 169015, "slug": "baird-capital-partners-europe-limited-london-169015", "primary_business_name": "BAIRD CAPITAL PARTNERS EUROPE LIMITED", "legal_name": "BAIRD CAPITAL PARTNERS EUROPE LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "exempt", "registration_status": "ERA - Active", "registration_date": "2013-09-03", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-06-24", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": null, "advisory_employees": null, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [], "advisory_activities": [], "wrap_fee_participant": null, "disclosure_yes_count": 5, "states_registered": [], "websites": [ "https://linkedin.com/company/baird-capital", "https://rwbaird.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169015", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/baird-capital-partners-europe-limited-london-169015", "display_name": "Baird Capital Partners Europe Limited", "summary": "Baird Capital Partners Europe Limited is an exempt reporting adviser in London, United Kingdom, filing reports since 2013. Exempt reporting advisers do not report regulatory assets under management on Form ADV.", "citation": "AdvisorCensus. Baird Capital Partners Europe Limited (CRD 169015): Form ADV filing data as of October 2026.", "registration_type_label": "Exempt reporting adviser", "compensation_labels": [], "advisory_activity_labels": [], "quick_answers": [ { "q": "Where is Baird Capital Partners Europe Limited located?", "a": "Baird Capital Partners Europe Limited's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "How does Baird Capital Partners Europe Limited report to regulators?", "a": "Baird Capital Partners Europe Limited is an exempt reporting adviser, filing reports since 2013. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 169015." }, { "q": "Does Baird Capital Partners Europe Limited report any disciplinary disclosures?", "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169015" }, { "q": "What changed in Baird Capital Partners Europe Limited's recent Form ADV filings?", "a": "In the July 2026 filing data: Item 11 disclosure answers changed: 5 yes answers, previously 4 (now yes: 11.D(2))." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2026-06-24" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Item 11 disclosure answers changed: 5 yes answers, previously 4 (now yes: 11.D(2))." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/baird-capital-partners-europe-limited-london-169015.md", "clients": [], "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169015", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }