# B.A. Schrock Wealth Management

> B.A. Schrock Wealth Management is an SEC-registered investment advisory firm in Wadsworth, OH, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 304694
- Filed as: B.A. SCHROCK WEALTH MANAGEMENT
- Legal name: B.A. Schrock Wealth Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wadsworth, OH
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304694
- AdvisorCensus page: https://advisorcensus.com/firm/b-a-schrock-wealth-management-wadsworth-oh-304694

## Quick answers

**How is B.A. Schrock Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), B.A. Schrock Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is B.A. Schrock Wealth Management located?**
B.A. Schrock Wealth Management's principal office is in Wadsworth, OH, according to its Form ADV.

**Is B.A. Schrock Wealth Management registered with the SEC or a state?**
B.A. Schrock Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 304694.

**How much does B.A. Schrock Wealth Management manage?**
B.A. Schrock Wealth Management reports $281,583,977 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have B.A. Schrock Wealth Management's assets and staff changed since 2023?**
In the Form ADV data for B.A. Schrock Wealth Management: Regulatory assets under management: $114,564,081 in the October 2023 data and $281,583,977 in the October 2026 data, up 146%. Total employees: 6 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does B.A. Schrock Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (617); high net worth individuals (89).

**Which custodians does B.A. Schrock Wealth Management use?**
B.A. Schrock Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does B.A. Schrock Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304694

**Does B.A. Schrock Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by B.A. Schrock Wealth Management."

**What changed in B.A. Schrock Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $200,762,016 to $281,583,977 (+40%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by B.A. Schrock Wealth Management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $281,583,977
- Discretionary: $281,583,977
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 617 | $143,717,308 |
| High net worth individuals | 89 | $137,866,669 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NH, OH, OK, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- baschrock-fg.com
- Facebook @BaSchrockFinancialGroup
- LinkedIn @b-a-schrock-financial-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $114,564,081 | 6 | September 29, 2023 |
| October 2024 | $162,062,198 | 6 | March 15, 2024 |
| October 2025 | $200,762,016 | 6 | June 23, 2025 |
| October 2026 | $281,583,977 | 6 | March 11, 2026 |

Regulatory assets under management: $114,564,081 in the October 2023 data and $281,583,977 in the October 2026 data, up 146%.
Total employees: 6 in October 2023 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $200,762,016 to $281,583,977 (+40%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. B.A. Schrock Wealth Management (CRD 304694): Form ADV filing data as of October 2026.