{ "crd_number": 286360, "slug": "aztlan-equity-management-llc-mclean-va-286360", "primary_business_name": "AZTLAN EQUITY MANAGEMENT, LLC", "legal_name": "AZTLAN EQUITY MANAGEMENT, LLC", "dbas": [], "city": "McLean", "state": "VA", "country": "United States", "cbsa_code": "47900", "metro": { "cbsa_code": "47900", "common_name": "Washington", "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV", "path": "/advisors/dc/washington" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-07-02", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 851056828.0, "raum_discretionary": 517072498.0, "raum_non_discretionary": 333984330.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 10, "advisory_employees": 0, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 333984330.0, "count": 1, "description": "NON-DISCRETIONARY", "fewer_than_5": true }, "individuals": { "raum": 1466297.0, "count": 2, "fewer_than_5": true }, "investment_companies": { "raum": 408024997.0, "count": 9 }, "high_net_worth_individuals": { "raum": 107581204.0, "count": 4, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "VA" ], "websites": [ "https://aztlanem.com", "https://aztlanetfs.com", "https://linkedin.com/company/aztlan-equity-management-llc?viewAsMember=true", "https://youtube.com/@aztlanequitymanagementllc3553" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286360", "city_as_filed": "MCLEAN", "url": "https://advisorcensus.com/firm/aztlan-equity-management-llc-mclean-va-286360", "display_name": "Aztlan Equity Management, LLC", "summary": "Aztlan Equity Management, LLC is an SEC-registered investment advisory firm in McLean, VA, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Aztlan Equity Management, LLC (CRD 286360): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Aztlan Equity Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aztlan Equity Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Aztlan Equity Management, LLC located?", "a": "Aztlan Equity Management, LLC's principal office is in McLean, VA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Aztlan Equity Management, LLC registered with the SEC or a state?", "a": "Aztlan Equity Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 286360." }, { "q": "How much does Aztlan Equity Management, LLC manage?", "a": "Aztlan Equity Management, LLC reports $851,056,828 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (61% discretionary)." }, { "q": "How have Aztlan Equity Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Aztlan Equity Management, LLC: Regulatory assets under management: $150,000,000 in the October 2021 data and $851,056,828 in the October 2026 data, up 467%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aztlan Equity Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (9); high net worth individuals (4); individuals (other than high net worth individuals) (2)." }, { "q": "Which custodians does Aztlan Equity Management, LLC use?", "a": "Aztlan Equity Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase Bank NA as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Aztlan Equity Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286360" }, { "q": "What changed in Aztlan Equity Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 1 to 0. Regulatory assets under management went from $582,930,000 to $851,056,828 (+46%). Added an office in Monterrey, Nl. No longer lists an office in McLean, VA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 150000000.0, "total_employees": 7, "filing_date": "2021-06-03" }, { "period": "2022-10-01", "regulatory_assets_under_management": 150000000.0, "total_employees": 7, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 188236313.0, "total_employees": 9, "filing_date": "2023-04-19" }, { "period": "2024-10-01", "regulatory_assets_under_management": 290000000.0, "total_employees": 15, "filing_date": "2024-04-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 582930000.0, "total_employees": 15, "filing_date": "2025-04-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 851056828.0, "total_employees": 10, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 1 to 0.", "Regulatory assets under management went from $582,930,000 to $851,056,828 (+46%).", "Added an office in Monterrey, Nl.", "No longer lists an office in McLean, VA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "JP Morgan Chase Bank NA", "name_as_filed": "JP MORGAN CHASE BANK NA", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/aztlan-equity-management-llc-mclean-va-286360.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 2, "fewer_than_5": true, "raum": 1466297.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 4, "fewer_than_5": true, "raum": 107581204.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 9, "fewer_than_5": false, "raum": 408024997.0 }, { "type": "other", "label": "Other", "count": 1, "fewer_than_5": true, "raum": 333984330.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286360", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }