{
  "crd_number": 164081,
  "slug": "axxcess-wealth-management-llc-carlsbad-ca-164081",
  "primary_business_name": "AXXCESS WEALTH MANAGEMENT, LLC",
  "legal_name": "AXXCESS WEALTH MANAGEMENT, LLC",
  "dbas": [
    "AMBROSINI WEALTH",
    "COLLIER SUSTAINABLE WEALTH MANAGEMENT",
    "DONAHUGH WEALTH",
    "E AND E FINANCIAL",
    "INVESTATE WEALTH MANAGEMENT",
    "JENNIFER P. EASLEY, CFP",
    "LA WEALTH ADVISORS",
    "LIFETIME WEALTH SOLUTIONS",
    "MAGNOLIA CAPITAL MANAGEMENT",
    "OSPREY CAPITAL PARTNERS LLC",
    "SEWALSON MILAZZO FINANCIAL CONSULTING GROUP",
    "THE ZANDBERGEN GROUP",
    "VANDALIA WEALTH MANAGEMENT"
  ],
  "city": "Carlsbad",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41740",
  "metro": {
    "cbsa_code": "41740",
    "common_name": "San Diego",
    "msa_name": "San Diego-Chula Vista-Carlsbad, CA",
    "path": "/advisors/ca/san-diego"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-06-06",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 8878796013.0,
  "raum_discretionary": 8794977200.0,
  "raum_non_discretionary": 83818813.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 72,
  "advisory_employees": 44,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 45288565.0,
      "count": 18
    },
    "individuals": {
      "raum": 1959067237.0,
      "count": 7359
    },
    "state_municipal": {
      "raum": 870002.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 587509169.0,
      "count": 679
    },
    "other_investment_advisers": {
      "raum": 5837716.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 5941425339.0,
      "count": 2199
    },
    "corporations_other_businesses": {
      "raum": 338797985.0,
      "count": 95
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "NC",
    "NE",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://ambrosiniwealth.com",
    "https://axxcesslink.com",
    "https://axxcessplatform.com",
    "https://axxcesswealth.com",
    "https://collierswm.com",
    "https://donahughwealth.com",
    "https://eandefinancial.com",
    "https://facebook.com/axxcesslink",
    "https://investatewealth.com",
    "https://jpeasley.com",
    "https://lawealthadvisors.com",
    "https://lifetimewealthsolutions.com",
    "https://linkedin.com/company/96621617",
    "https://linkedin.com/company/axxcess-wealth-management",
    "https://linkedin.com/company/e&efinancialservicesinc.",
    "https://magnoliacapitalmgmt.com",
    "https://ocpartners.us",
    "https://sewalsonmilazzo.com",
    "https://twitter.com/AxxcessLink?lang=en",
    "https://vandaliawealth.com",
    "https://zandbergengroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164081",
  "city_as_filed": "CARLSBAD",
  "url": "https://advisorcensus.com/firm/axxcess-wealth-management-llc-carlsbad-ca-164081",
  "display_name": "Axxcess Wealth Management, LLC",
  "summary": "Axxcess Wealth Management, LLC is an SEC-registered investment advisory firm in Carlsbad, CA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Axxcess Wealth Management, LLC (CRD 164081): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Axxcess Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Axxcess Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "What does Axxcess Wealth Management, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.15% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Axxcess Wealth Management, LLC located?",
      "a": "Axxcess Wealth Management, LLC's principal office is in Carlsbad, CA, according to its Form ADV; the April 2026 filing also lists 15 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Axxcess Wealth Management, LLC registered with the SEC or a state?",
      "a": "Axxcess Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164081."
    },
    {
      "q": "How much does Axxcess Wealth Management, LLC manage?",
      "a": "Axxcess Wealth Management, LLC reports $8,878,796,013 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (99% discretionary)."
    },
    {
      "q": "How have Axxcess Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Axxcess Wealth Management, LLC: Regulatory assets under management: $2,096,679,172 in the October 2021 data and $8,878,796,013 in the October 2026 data, up 323%. Total employees: 18 in October 2021 and 72 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Axxcess Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,359); high net worth individuals (2,199); pension and profit sharing plans (but not the plan participants or government pension plans) (679)."
    },
    {
      "q": "Which custodians does Axxcess Wealth Management, LLC use?",
      "a": "Axxcess Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., LPL Financial LLC and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Axxcess Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164081"
    },
    {
      "q": "Does Axxcess Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"AWM generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Axxcess Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 52 to 44. Regulatory assets under management went from $6,329,396,180 to $8,878,796,013 (+40%). Added an office in Greenville, NC. Added an office in Ogden, UT. No longer lists an office in Bainbridge Island, WA. No longer lists an office in Draper, UT. No longer lists an office in Fort Lauderdale, FL. No longer lists an office in San Diego, CA. No longer lists an office in Santa Barbara, CA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2096679172.0,
      "total_employees": 18,
      "filing_date": "2021-08-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 3588523179.0,
      "total_employees": 77,
      "filing_date": "2022-09-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3399618044.0,
      "total_employees": 80,
      "filing_date": "2023-08-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 6470763788.0,
      "total_employees": 78,
      "filing_date": "2024-04-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 6329396180.0,
      "total_employees": 86,
      "filing_date": "2025-05-08"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 8878796013.0,
      "total_employees": 72,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 52 to 44.",
        "Regulatory assets under management went from $6,329,396,180 to $8,878,796,013 (+40%).",
        "Added an office in Greenville, NC.",
        "Added an office in Ogden, UT.",
        "No longer lists an office in Bainbridge Island, WA.",
        "No longer lists an office in Draper, UT.",
        "No longer lists an office in Fort Lauderdale, FL.",
        "No longer lists an office in San Diego, CA.",
        "No longer lists an office in Santa Barbara, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.15% to 2% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.15% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Wealth Management and Customized Portfolio Platform fees range from 0.15% to 2.00% annually, and the Advisor has multiple tiered fee schedules that fall within this range."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "AWM generally does not impose a minimum relationship size."
        ]
      }
    ],
    "quotes": [
      "Wealth Management and Customized Portfolio Platform fees range from 0.15% to 2.00% annually, and the Advisor has multiple tiered fee schedules that fall within this range.",
      "AWM generally does not impose a minimum relationship size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/axxcess-wealth-management-llc-carlsbad-ca-164081.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7359,
      "fewer_than_5": false,
      "raum": 1959067237.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2199,
      "fewer_than_5": false,
      "raum": 5941425339.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 679,
      "fewer_than_5": false,
      "raum": 587509169.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 18,
      "fewer_than_5": false,
      "raum": 45288565.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 870002.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 7,
      "fewer_than_5": false,
      "raum": 5837716.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 95,
      "fewer_than_5": false,
      "raum": 338797985.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164081",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}