# AXS Investments LLC

> AXS Investments LLC is an SEC-registered investment advisory firm in Port Chester, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 305714
- Filed as: AXS INVESTMENTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Port Chester, NY
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305714
- AdvisorCensus page: https://advisorcensus.com/firm/axs-investments-llc-port-chester-ny-305714

## Quick answers

**How is AXS Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AXS Investments LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is AXS Investments LLC located?**
AXS Investments LLC's principal office is in Port Chester, NY, according to its Form ADV.

**Is AXS Investments LLC registered with the SEC or a state?**
AXS Investments LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305714.

**How much does AXS Investments LLC manage?**
AXS Investments LLC reports $3,020,930,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).

**How have AXS Investments LLC's assets and staff changed since 2021?**
In the Form ADV data for AXS Investments LLC: Regulatory assets under management: $566,235,843 in the October 2021 data and $3,020,930,000 in the October 2026 data, up 434%. Total employees: 16 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AXS Investments LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (71).

**Does AXS Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305714

**What changed in AXS Investments LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $1,162,630,499 to $3,020,930,000 (+160%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $3,020,930,000
- Discretionary: $3,020,930,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 71 | $3,020,930,000 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2019 (6 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- axsinvestments.com
- tradretfs.com
- LinkedIn @axs-investments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $566,235,843 | 16 | March 30, 2021 |
| October 2022 | $639,622,164 | 16 | January 28, 2022 |
| October 2023 | $1,552,340,791 | 16 | March 30, 2023 |
| October 2024 | $1,315,010,728 | 16 | March 27, 2024 |
| October 2025 | $1,162,630,499 | 10 | March 21, 2025 |
| October 2026 | $3,020,930,000 | 8 | February 11, 2026 |

Regulatory assets under management: $566,235,843 in the October 2021 data and $3,020,930,000 in the October 2026 data, up 434%.
Total employees: 16 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $1,162,630,499 to $3,020,930,000 (+160%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AXS Investments LLC (CRD 305714): Form ADV filing data as of October 2026.