{
  "crd_number": 150953,
  "slug": "axos-invest-inc-las-vegas-nv-150953",
  "primary_business_name": "AXOS INVEST, INC",
  "legal_name": "AXOS INVEST, INC",
  "dbas": [],
  "city": "Las Vegas",
  "state": "NV",
  "country": "United States",
  "cbsa_code": "29820",
  "metro": {
    "cbsa_code": "29820",
    "common_name": "Las Vegas",
    "msa_name": "Las Vegas-Henderson-North Las Vegas, NV",
    "path": "/advisors/nv/las-vegas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-06-25",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 150762519.0,
  "raum_discretionary": 150762519.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 147499229.0,
      "count": 6792
    },
    "high_net_worth_individuals": {
      "raum": 3263290.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://axosinvest.com",
    "https://facebook.com/AxosInvest",
    "https://instagram.com/axosinvest?hl=en",
    "https://linkedin.com/company/axos-invest",
    "https://pinterest.com/wisebanyan",
    "https://reddit.com/r/AxosInvest",
    "https://twitter.com/axosinvest?lang=en",
    "https://wisebanyan.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150953",
  "city_as_filed": "LAS VEGAS",
  "url": "https://advisorcensus.com/firm/axos-invest-inc-las-vegas-nv-150953",
  "display_name": "Axos Invest, Inc",
  "summary": "Axos Invest, Inc is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Axos Invest, Inc (CRD 150953): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Axos Invest, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Axos Invest, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Axos Invest, Inc located?",
      "a": "Axos Invest, Inc's principal office is in Las Vegas, NV, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Axos Invest, Inc registered with the SEC or a state?",
      "a": "Axos Invest, Inc is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 150953."
    },
    {
      "q": "How much does Axos Invest, Inc manage?",
      "a": "Axos Invest, Inc reports $150,762,519 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Axos Invest, Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Axos Invest, Inc: Regulatory assets under management: $204,589,045 in the October 2021 data and $150,762,519 in the October 2026 data, down 26%. Total employees: 19 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Axos Invest, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6,792)."
    },
    {
      "q": "Which custodians does Axos Invest, Inc use?",
      "a": "Axos Invest, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Axos Invest, Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150953"
    },
    {
      "q": "What changed in Axos Invest, Inc's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 204589045.0,
      "total_employees": 19,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 209432473.0,
      "total_employees": 15,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 154517399.0,
      "total_employees": 11,
      "filing_date": "2023-06-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 143029772.0,
      "total_employees": 13,
      "filing_date": "2024-07-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 146996118.0,
      "total_employees": 13,
      "filing_date": "2025-06-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 150762519.0,
      "total_employees": 13,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Axos Clearing LLC",
      "name_as_filed": "AXOS CLEARING LLC",
      "affiliated": true
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/axos-invest-inc-las-vegas-nv-150953.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 6792,
      "fewer_than_5": false,
      "raum": 147499229.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 3263290.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150953",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}