{ "crd_number": 159518, "slug": "axonic-capital-llc-new-york-ny-159518", "primary_business_name": "AXONIC CAPITAL LLC", "legal_name": "AXONIC CAPITAL LLC", "dbas": [ "AXONIC CAPITAL GP LLC", "AXONIC COMMERCIAL REAL ESTATE FUND GP II LLC", "AXONIC CRE DISTRESSED FUND GP LLC", "AXONIC PG STRUCTURED CREDIT FUND GP LLC", "AXONIC REAL ESTATE DEBT FUND I GP LLC (FKA SOMA SPECIALTY HOLDINGS GP LLC)", "AXONIC SPECIAL OPPORTUNITIES SBL MASTER FUND GP LLC", "AXONIC SYSTEMATIC ARBITRAGE GP LLC" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-02-06", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 9957942275.0, "raum_discretionary": 9957942275.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 74, "advisory_employees": 36, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 4398802007.0, "count": 2 }, "pooled_investment_vehicles": { "raum": 5559140268.0, "count": 29 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://axoniccap.com", "https://axonicfunds.com", "https://linkedin.com/COMPANY/AXONIC-CAPITAL-LLC" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159518", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/axonic-capital-llc-new-york-ny-159518", "display_name": "Axonic Capital LLC", "summary": "Axonic Capital LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Axonic Capital LLC (CRD 159518): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Axonic Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Axonic Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other." }, { "q": "Where is Axonic Capital LLC located?", "a": "Axonic Capital LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Axonic Capital LLC registered with the SEC or a state?", "a": "Axonic Capital LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159518." }, { "q": "How much does Axonic Capital LLC manage?", "a": "Axonic Capital LLC reports $9,957,942,275 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Axonic Capital LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Axonic Capital LLC: Regulatory assets under management: $6,146,964,556 in the October 2021 data and $9,957,942,275 in the October 2026 data, up 62%. Total employees: 51 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Axonic Capital LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (29); investment companies (2)." }, { "q": "Does Axonic Capital LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159518" }, { "q": "Does Axonic Capital LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Although we and our affiliates have the authority to accept subscriptions for lesser amounts, the minimum initial investment in the Funds is generally $1 million.\"" }, { "q": "What changed in Axonic Capital LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 20 to 36. Regulatory assets under management went from $7,001,927,559 to $9,957,942,275 (+42%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 6146964556.0, "total_employees": 51, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7414342301.0, "total_employees": 54, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6641080405.0, "total_employees": 58, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6300758525.0, "total_employees": 58, "filing_date": "2024-08-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7001927559.0, "total_employees": 57, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9957942275.0, "total_employees": 74, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 20 to 36.", "Regulatory assets under management went from $7,001,927,559 to $9,957,942,275 (+42%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$1,000,000", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $1,000,000" ], "quotes": [ "Although we and our affiliates have the authority to accept subscriptions for lesser amounts, the minimum initial investment in the Funds is generally $1 million." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 1000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Although we and our affiliates have the authority to accept subscriptions for lesser amounts, the minimum initial investment in the Funds is generally $1 million." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/axonic-capital-llc-new-york-ny-159518.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 4398802007.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 29, "fewer_than_5": false, "raum": 5559140268.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159518", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }