{
  "crd_number": 167122,
  "slug": "axis-wealth-partners-llc-east-providence-ri-167122",
  "primary_business_name": "AXIS WEALTH PARTNERS, LLC",
  "legal_name": "AXIS WEALTH PARTNERS, LLC",
  "dbas": [],
  "city": "East Providence",
  "state": "RI",
  "country": "United States",
  "cbsa_code": "39300",
  "metro": {
    "cbsa_code": "39300",
    "common_name": "Providence",
    "msa_name": "Providence-Warwick, RI-MA",
    "path": "/advisors/ri/providence"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-02-12",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 377380633.0,
  "raum_discretionary": 377380633.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 204513966.0,
      "count": 683
    },
    "high_net_worth_individuals": {
      "raum": 172866667.0,
      "count": 98
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL",
    "MA",
    "NH",
    "RI"
  ],
  "websites": [
    "https://axiswealthpartners.com",
    "https://axiswp.com",
    "https://danieldaponte.com",
    "https://facebook.com/PACHECOINVEST",
    "https://facebook.com/axiswealthpartners",
    "https://instagram.com/axiswealthllc",
    "https://linkedin.com/company/axiswealth",
    "https://linkedin.com/in/danieldaponte",
    "https://linkedin.com/in/jane-mcauliffe-cdfa%C2%AE-38b9631b",
    "https://linkedin.com/in/sean-p-durkin-b8308375",
    "https://threads.net/@axiswealthllc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167122",
  "city_as_filed": "EAST PROVIDENCE",
  "url": "https://advisorcensus.com/firm/axis-wealth-partners-llc-east-providence-ri-167122",
  "display_name": "Axis Wealth Partners, LLC",
  "summary": "Axis Wealth Partners, LLC is an SEC-registered investment advisory firm in East Providence, RI, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Axis Wealth Partners, LLC (CRD 167122): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Axis Wealth Partners, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Axis Wealth Partners, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Axis Wealth Partners, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $250 to $2,500 (Financial Planning); Hourly rate: $150 an hour (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Axis Wealth Partners, LLC located?",
      "a": "Axis Wealth Partners, LLC's principal office is in East Providence, RI, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Axis Wealth Partners, LLC registered with the SEC or a state?",
      "a": "Axis Wealth Partners, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 167122."
    },
    {
      "q": "How much does Axis Wealth Partners, LLC manage?",
      "a": "Axis Wealth Partners, LLC reports $377,380,633 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Axis Wealth Partners, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Axis Wealth Partners, LLC: Regulatory assets under management: $122,904,240 in the October 2021 data and $377,380,633 in the October 2026 data, up 207%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Axis Wealth Partners, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (683); high net worth individuals (98)."
    },
    {
      "q": "Which custodians does Axis Wealth Partners, LLC use?",
      "a": "Axis Wealth Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Axis Wealth Partners, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167122"
    },
    {
      "q": "Does Axis Wealth Partners, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 says: \"We do not have an account minimum requirement.\""
    },
    {
      "q": "What changed in Axis Wealth Partners, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $289,667,386 to $377,380,633 (+30%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 122904240.0,
      "total_employees": 6,
      "filing_date": "2021-06-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 178383314.0,
      "total_employees": 9,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 172662630.0,
      "total_employees": 10,
      "filing_date": "2023-09-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 242084505.0,
      "total_employees": 9,
      "filing_date": "2024-02-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 289667386.0,
      "total_employees": 9,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 377380633.0,
      "total_employees": 9,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $289,667,386 to $377,380,633 (+30%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $250 to $2,500 (Financial Planning)",
      "Hourly rate: $150 an hour (Financial Planning)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not have an account minimum requirement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $250 to $2,500 (Financial Planning)"
        ],
        "quotes": [
          "Financial Planning will generally be offered on a fixed fee basis.  The fixed fee will be agreed upon before the start of any work. The fixed fee can range between $ 250.00 and $2,500.00."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 an hour (Financial Planning)"
        ],
        "quotes": [
          "Financial Planning fee is an hourly rate of $150.00 per hour. The fee may be negotiable in certain cases."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 250.0,
          "max": 2500.0,
          "period": "one_time",
          "service": "Financial Planning"
        },
        {
          "kind": "hourly",
          "amount": 150.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial Planning"
        }
      ]
    },
    "quotes": [
      "We do not have an account minimum requirement.",
      "Financial Planning will generally be offered on a fixed fee basis.  The fixed fee will be agreed upon before the start of any work. The fixed fee can range between $ 250.00 and $2,500.00.",
      "Financial Planning fee is an hourly rate of $150.00 per hour. The fee may be negotiable in certain cases."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/axis-wealth-partners-llc-east-providence-ri-167122.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 683,
      "fewer_than_5": false,
      "raum": 204513966.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 98,
      "fewer_than_5": false,
      "raum": 172866667.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167122",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}