# Axis Financial, LLC

> Axis Financial, LLC is a state-registered investment advisory firm in Odon, IN, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 137720
- Filed as: AXIS FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Odon, IN
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/137720
- AdvisorCensus page: https://advisorcensus.com/firm/axis-financial-llc-odon-in-137720

## Quick answers

**How is Axis Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Axis Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Axis Financial, LLC located?**
Axis Financial, LLC's principal office is in Odon, IN, according to its Form ADV.

**Is Axis Financial, LLC registered with the SEC or a state?**
Axis Financial, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 137720.

**How much does Axis Financial, LLC manage?**
Axis Financial, LLC reports $10,500,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary).

**What types of clients does Axis Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20); high net worth individuals (5); charitable organizations (1).

**Does Axis Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137720

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $10,500,000
- Discretionary: $0
- Non-discretionary: $10,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $2,770,000 |
| High net worth individuals | 5 | $7,000,000 |
| Charitable organizations | 1 | $730,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Axis Financial, LLC (CRD 137720): Form ADV filing data as of October 2026.