# Axiom Wealth Strategies, LLC

> Axiom Wealth Strategies, LLC is an SEC-registered investment advisory firm in Bend, OR, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 313124
- Filed as: AXIOM WEALTH STRATEGIES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bend, OR
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313124
- AdvisorCensus page: https://advisorcensus.com/firm/axiom-wealth-strategies-llc-bend-or-313124

## Quick answers

**How is Axiom Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Axiom Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Axiom Wealth Strategies, LLC charge?**
Its Form ADV Part 2A brochure dated July 17, 2026 states: Hourly rate: $150 an hour (any additional hours used). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Axiom Wealth Strategies, LLC located?**
Axiom Wealth Strategies, LLC's principal office is in Bend, OR, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Axiom Wealth Strategies, LLC registered with the SEC or a state?**
Axiom Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 313124.

**How much does Axiom Wealth Strategies, LLC manage?**
Axiom Wealth Strategies, LLC reports $124,726,210 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (100% discretionary).

**How have Axiom Wealth Strategies, LLC's assets and staff changed since 2025?**
In the Form ADV data for Axiom Wealth Strategies, LLC: Regulatory assets under management: $100,084,739 in the October 2025 data and $124,726,210 in the October 2026 data, up 25%. Total employees: 5 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Axiom Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (203); high net worth individuals (69); charitable organizations (6).

**Which custodians does Axiom Wealth Strategies, LLC use?**
Axiom Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Axiom Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313124

**Does Axiom Wealth Strategies, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 17, 2026 says: "We require a minimum account balance of $300,000 for all our services we provide to clients. This minimum can be waived at our discretion."

**What changed in Axiom Wealth Strategies, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $100,084,739 to $124,726,210 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 17, 2026)

- Account minimum: $300,000 (the brochure says it may be waived or negotiated)

> We require a minimum account balance of $300,000 for all our services we provide to clients. This minimum can be waived at our discretion.

- Hourly rate: $150 an hour (any additional hours used)

> The client is billed monthly in arrears at $150 per hour for any additional hours used.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $124,726,210
- Discretionary: $124,726,210
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 203 | $52,572,801 |
| High net worth individuals | 69 | $69,799,201 |
| Charitable organizations | 6 | $806,925 |
| Corporations or other businesses not listed above | 5 | $1,547,283 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: ID, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Moscow, ID

### Websites listed on Form ADV (Item 1.I)
- axiomwealthstrategies.com
- Facebook @AxiomWealthStrategies
- LinkedIn @axiom-wealth-strategies
- LinkedIn @nealrichards
- X @AxiomWealth
- YouTube @axiomwealthstrategies

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $100,084,739 | 5 | March 24, 2025 |
| October 2026 | $124,726,210 | 3 | July 17, 2026 |

Regulatory assets under management: $100,084,739 in the October 2025 data and $124,726,210 in the October 2026 data, up 25%.
Total employees: 5 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $100,084,739 to $124,726,210 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Axiom Wealth Strategies, LLC (CRD 313124): Form ADV filing data as of October 2026.