{
  "crd_number": 306618,
  "slug": "axiom-financial-strategies-group-llc-new-albany-in-306618",
  "primary_business_name": "AXIOM FINANCIAL STRATEGIES GROUP, LLC",
  "legal_name": "AXIOM FINANCIAL STRATEGIES GROUP, LLC",
  "dbas": [],
  "city": "New Albany",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "31140",
  "metro": {
    "cbsa_code": "31140",
    "common_name": "Louisville",
    "msa_name": "Louisville/Jefferson County, KY-IN",
    "path": "/advisors/ky/louisville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-01-02",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 404117800.0,
  "raum_discretionary": 404029969.0,
  "raum_non_discretionary": 87831.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 51551454.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 57828982.0,
      "count": 467
    },
    "high_net_worth_individuals": {
      "raum": 289890628.0,
      "count": 108
    },
    "corporations_other_businesses": {
      "raum": 4846736.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "IN",
    "KY",
    "TX"
  ],
  "websites": [
    "https://axiomfsg.com",
    "https://facebook.com/axiomfsg",
    "https://instagram.com/axiomfsg",
    "https://linkedin.com/company/axiomfsg",
    "https://linkedin.com/company/axiominsurancesolutions",
    "https://linkedin.com/company/springstreetsolutions",
    "https://springstreetsolutions.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306618",
  "city_as_filed": "NEW ALBANY",
  "url": "https://advisorcensus.com/firm/axiom-financial-strategies-group-llc-new-albany-in-306618",
  "display_name": "Axiom Financial Strategies Group, LLC",
  "summary": "Axiom Financial Strategies Group, LLC is an SEC-registered investment advisory firm in New Albany, IN, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Axiom Financial Strategies Group, LLC (CRD 306618): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Axiom Financial Strategies Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Axiom Financial Strategies Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Axiom Financial Strategies Group, LLC located?",
      "a": "Axiom Financial Strategies Group, LLC's principal office is in New Albany, IN, according to its Form ADV."
    },
    {
      "q": "Is Axiom Financial Strategies Group, LLC registered with the SEC or a state?",
      "a": "Axiom Financial Strategies Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306618."
    },
    {
      "q": "How much does Axiom Financial Strategies Group, LLC manage?",
      "a": "Axiom Financial Strategies Group, LLC reports $404,117,800 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have Axiom Financial Strategies Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Axiom Financial Strategies Group, LLC: Regulatory assets under management: $374,383,800 in the October 2021 data and $404,117,800 in the October 2026 data, up 8%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Axiom Financial Strategies Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (467); high net worth individuals (108)."
    },
    {
      "q": "Which custodians does Axiom Financial Strategies Group, LLC use?",
      "a": "Axiom Financial Strategies Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Axiom Financial Strategies Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306618"
    },
    {
      "q": "Does Axiom Financial Strategies Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Axiom generally requires a minimum account size of $250,000 to effectively implement its investment process. The Advisor in its sole discretion may wave the minimum account size.\""
    },
    {
      "q": "What changed in Axiom Financial Strategies Group, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 374383800.0,
      "total_employees": 9,
      "filing_date": "2021-02-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 403774815.0,
      "total_employees": 12,
      "filing_date": "2022-06-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 300772647.0,
      "total_employees": 10,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 346302065.0,
      "total_employees": 7,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 372850842.0,
      "total_employees": 9,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 404117800.0,
      "total_employees": 9,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 6."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in NY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Axiom generally requires a minimum account size of $250,000 to effectively implement its investment process. The Advisor in its sole discretion may wave the minimum account size."
        ]
      }
    ],
    "quotes": [
      "Axiom generally requires a minimum account size of $250,000 to effectively implement its investment process. The Advisor in its sole discretion may wave the minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/axiom-financial-strategies-group-llc-new-albany-in-306618.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 467,
      "fewer_than_5": false,
      "raum": 57828982.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 108,
      "fewer_than_5": false,
      "raum": 289890628.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 51551454.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 4846736.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306618",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}