# Axiom Asset Management

> Axiom Asset Management is an SEC-registered investment advisory firm in Wayne, PA, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 145186
- Filed as: AXIOM ASSET MANAGEMENT
- Legal name: Wealthtrust Axiom, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wayne, PA
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145186
- AdvisorCensus page: https://advisorcensus.com/firm/axiom-asset-management-wayne-pa-145186

## Quick answers

**How is Axiom Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Axiom Asset Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Axiom Asset Management located?**
Axiom Asset Management's principal office is in Wayne, PA, according to its Form ADV.

**Is Axiom Asset Management registered with the SEC or a state?**
Axiom Asset Management is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 145186.

**How much does Axiom Asset Management manage?**
Axiom Asset Management reports $899,555,956 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (78% discretionary).

**How have Axiom Asset Management's assets and staff changed since 2021?**
In the Form ADV data for Axiom Asset Management: Regulatory assets under management: $601,748,903 in the October 2021 data and $899,555,956 in the October 2026 data, up 49%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Axiom Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (354); high net worth individuals (225); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Does Axiom Asset Management report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.D(5), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145186

**Does Axiom Asset Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Axiom does not impose an account minimum for starting or maintaining an account."

**What changed in Axiom Asset Management's recent Form ADV filings?**
In the August 2026 filing data: Its Item 11 disclosure answers changed.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> Axiom does not impose an account minimum for starting or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $899,555,956
- Discretionary: $697,501,378
- Non-discretionary: $202,054,578

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 354 | $800,744,000 |
| High net worth individuals | 225 | $92,466,507 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $6,345,449 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (18 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DC, DE, FL, IL, LA, MA, MD, NC, NJ, NY, PA, TX, VA, WA
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145186

### Websites listed on Form ADV (Item 1.I)
- axiomasset.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $601,748,903 | 5 | March 31, 2021 |
| October 2022 | $665,911,199 | 5 | March 31, 2022 |
| October 2023 | $655,726,037 | 5 | March 30, 2023 |
| October 2024 | $728,149,204 | 5 | March 27, 2024 |
| October 2025 | $802,765,223 | 4 | March 28, 2025 |
| October 2026 | $899,555,956 | 5 | July 22, 2026 |

Regulatory assets under management: $601,748,903 in the October 2021 data and $899,555,956 in the October 2026 data, up 49%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Its Item 11 disclosure answers changed.

### April 2026
- Regulatory assets under management went from $802,765,223 to $899,555,956 (+12%).
- Employees performing advisory functions went from 4 to 5.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AZ, NH, SC, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Axiom Asset Management (CRD 145186): Form ADV filing data as of October 2026.