# Axia Advisory

> Axia Advisory is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 107571
- Filed as: AXIA ADVISORY
- Legal name: Axia Advisory, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107571
- AdvisorCensus page: https://advisorcensus.com/firm/axia-advisory-indianapolis-in-107571

## Quick answers

**How is Axia Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), Axia Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Axia Advisory charge?**
Its Form ADV Part 2A brochure dated May 7, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Axia Advisory located?**
Axia Advisory's principal office is in Indianapolis, IN, according to its Form ADV.

**Is Axia Advisory registered with the SEC or a state?**
Axia Advisory is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107571.

**How much does Axia Advisory manage?**
Axia Advisory reports $1,878,872,773 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (55% discretionary).

**How have Axia Advisory's assets and staff changed since 2021?**
In the Form ADV data for Axia Advisory: Regulatory assets under management: $1,255,649,236 in the October 2021 data and $1,878,872,773 in the October 2026 data, up 50%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Axia Advisory serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (22).

**Which custodians does Axia Advisory use?**
Axia Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Broadridge Trust, Charles Schwab and Fidelity Investments as custodians holding 10% or more of its separately managed account assets.

**Does Axia Advisory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107571

**What changed in Axia Advisory's recent Form ADV filings?**
In the June 2026 filing data: Changed its legal name from Axia Advisory Corp to Axia Advisory, LLC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 7, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $2,000,000: 0.75% a year
- Above $2,000,000: 0.5% a year

> Our typical fee for discretionary investment management or nondiscretionary investment advice is (expressed on an annualized basis) 1.00% of the first $1 million of your assets under our management or advice; 0.75% on the next $1 million; and 0.50% on assets after the first $2 million.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Broadridge Trust
- Charles Schwab
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,878,872,773
- Discretionary: $1,028,841,322
- Non-discretionary: $850,031,451

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $17,320,558 |
| High net worth individuals | 40 | $174,128,735 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $318,771,918 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $1,006,082,180 |
| Charitable organizations | Fewer than 5 | $48,723,491 |
| State or municipal government entities (including government pension plans) | 9 | $312,725,602 |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $1,120,289 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 1992 (34 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- axiaadvisory.com
- LinkedIn @AXIA-ADVISORY-CORPORATION

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,255,649,236 | 6 | March 29, 2021 |
| October 2022 | $1,396,116,650 | 5 | March 30, 2022 |
| October 2023 | $1,296,178,638 | 6 | March 23, 2023 |
| October 2024 | $1,516,521,001 | 6 | March 15, 2024 |
| October 2025 | $1,840,634,834 | 6 | July 1, 2025 |
| October 2026 | $1,878,872,773 | 4 | May 7, 2026 |

Regulatory assets under management: $1,255,649,236 in the October 2021 data and $1,878,872,773 in the October 2026 data, up 50%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Changed its legal name from Axia Advisory Corp to Axia Advisory, LLC.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 6 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Axia Advisory (CRD 107571): Form ADV filing data as of October 2026.