# AWH Financial, LLC

> AWH Financial, LLC is an SEC-registered investment advisory firm in Bala Cynwyd, PA, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated March 11, 2026.

- CRD: 285183
- Filed as: AWH FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bala Cynwyd, PA
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285183
- AdvisorCensus page: https://advisorcensus.com/firm/awh-financial-llc-bala-cynwyd-pa-285183

## Quick answers

**How is AWH Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AWH Financial, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is AWH Financial, LLC located?**
AWH Financial, LLC's principal office is in Bala Cynwyd, PA, according to its Form ADV; the April 2026 filing also lists 44 other offices (Schedule D, Section 1.F).

**Is AWH Financial, LLC registered with the SEC or a state?**
AWH Financial, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 285183.

**How have AWH Financial, LLC's assets and staff changed since 2024?**
In the Form ADV data for AWH Financial, LLC: Total employees: 36 in October 2024 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AWH Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7).

**Does AWH Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285183

**What changed in AWH Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 61 to 63.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 65 total, 63 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DC, DE, HI, IL, KS, MA, MD, ME, MN, NC, NH, NJ, NM, NV, NY, OK, PA, SC, TX, UT, VA, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Augusta, GA
- Bassett, VA
- Bedford, TX
- Blacksburg, VA
- Brooklyn, NY
- Concord, NH
- El Paso, TX
- Fair Oaks Ranch, TX
- Flushing, NY
- Fort Washington, PA
- Frisco, TX
- Glendale, CA
- Harrison Township, NJ
- Havertown, PA
- Islandia, NY
- Johnstown, PA
- Kildeer, IL
- King of Prussia, PA
- Lake Forest, CA
- Levittown, NY
- Lindenhurst, NY
- Maryville, TN
- McLean, VA
- Minnetonka, MN
- Norwood, MA
- Oakland, CA
- Oklahoma City, OK
- Ozone Park, NY
- Palo Alto, CA
- Pittsburgh, PA
- Plantation, FL
- Poway, CA
- Sacramento, CA
- San Rafael, CA
- Shelton, CT
- Studio City, CA
- Syosset, NY
- Triadelphia, WV
- Verona, PA
- Victoria, KS
- Wake Forest, NC
- Walnut Creek, CA
- Whitestone, NY
- Wilmington, NC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 36 | March 25, 2024 |
| October 2025 | Not reported | 49 | June 6, 2025 |
| October 2026 | Not reported | 65 | March 11, 2026 |

Total employees: 36 in October 2024 and 65 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 61 to 63.

### January 2026
- Employees performing advisory functions went from 50 to 61.
- Added an office in Blacksburg, VA.
- Added an office in El Paso, TX.
- Added an office in Flushing, NY.
- Added an office in Lindenhurst, NY.
- Added an office in Maryville, TN.
- Added an office in Norwood, MA.
- Added an office in Ozone Park, NY.
- Added an office in Syosset, NY.
- Added an office in Walnut Creek, CA.
- No longer lists an office in Boca Raton, FL.
- No longer lists an office in Las Vegas, NV.
- No longer lists an office in Moorestown, NJ.
- No longer lists an office in Queens, NY.
- No longer lists an office in Wheeling, IL.
- Registered or notice-filed in OK.
- No longer registered or notice-filed in IA, LA.

### December 2025
- Employees performing advisory functions went from 47 to 50.
- Registered or notice-filed in WV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AWH Financial, LLC (CRD 285183): Form ADV filing data as of October 2026.