# Aware Investing, Inc

> Aware Investing, Inc is a state-registered investment advisory firm, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 144809
- Filed as: AWARE INVESTING, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144809
- AdvisorCensus page: https://advisorcensus.com/firm/aware-investing-inc-144809

## Quick answers

**How is Aware Investing, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Aware Investing, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Aware Investing, Inc registered with the SEC or a state?**
Aware Investing, Inc is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144809.

**How much does Aware Investing, Inc manage?**
Aware Investing, Inc reports $4,700,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (0% discretionary).

**What types of clients does Aware Investing, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19).

**Does Aware Investing, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144809

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $4,700,000
- Discretionary: $0
- Non-discretionary: $4,700,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $4,700,000 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- awareinvesting.com
- Facebook @AWAREINVESTING
- LinkedIn @theretirementexpert

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aware Investing, Inc (CRD 144809): Form ADV filing data as of October 2026.