# AW Capital Partners, LLC

> AW Capital Partners, LLC is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 333969
- Filed as: AW CAPITAL PARTNERS, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333969
- AdvisorCensus page: https://advisorcensus.com/firm/aw-capital-partners-llc-333969

## Quick answers

**How does AW Capital Partners, LLC report to regulators?**
AW Capital Partners, LLC is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 333969.

**Does AW Capital Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333969

**What changed in AW Capital Partners, LLC's recent Form ADV filings?**
In the July 2026 filing data: Changed its legal name from Great Elm, LLC to AW Capital Partners, LLC.

## From the Form ADV filing

### Firm details
- Reporting since: 2024 (1 year)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- New York, NY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | March 31, 2025 |
| October 2026 | Not reported | Not reported | June 23, 2026 |


## Changes in the filing (last 12 months)

### July 2026
- Changed its legal name from Great Elm, LLC to AW Capital Partners, LLC.

### April 2026
- Added an office in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AW Capital Partners, LLC (CRD 333969): Form ADV filing data as of October 2026.