{ "crd_number": 333457, "slug": "aviva-investors-canada-inc-toronto-ontario-333457", "primary_business_name": "AVIVA INVESTORS CANADA INC.", "legal_name": "AVIVA INVESTORS CANADA INC.", "dbas": [ "AVIVA INVESTORS", "AVIVA INVESTORS AMERICAS" ], "city": "Toronto, Ontario", "state": null, "country": "Canada", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-11-01", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-11", "carried_forward": false, "raum_total": 9154129413.0, "raum_discretionary": 9154129413.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 18, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "insurance_companies": { "raum": 7232894057.0, "count": 10 }, "investment_companies": { "raum": 41352898.0, "count": 1 }, "pension_profit_sharing": { "raum": 556736360.0, "count": 2 }, "pooled_investment_vehicles": { "raum": 1323146098.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://avivainvestors.com/en-us" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333457", "city_as_filed": "TORONTO, ONTARIO", "url": "https://advisorcensus.com/firm/aviva-investors-canada-inc-toronto-ontario-333457", "display_name": "Aviva Investors Canada Inc.", "summary": "Aviva Investors Canada Inc. is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2024, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.", "citation": "AdvisorCensus. Aviva Investors Canada Inc. (CRD 333457): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Aviva Investors Canada Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aviva Investors Canada Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Aviva Investors Canada Inc. located?", "a": "Aviva Investors Canada Inc.'s principal office is in Toronto, Ontario, Canada, according to its Form ADV." }, { "q": "Is Aviva Investors Canada Inc. registered with the SEC or a state?", "a": "Aviva Investors Canada Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333457." }, { "q": "How much does Aviva Investors Canada Inc. manage?", "a": "Aviva Investors Canada Inc. reports $9,154,129,413 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary)." }, { "q": "How have Aviva Investors Canada Inc.'s assets and staff changed since 2025?", "a": "In the Form ADV data for Aviva Investors Canada Inc.: Regulatory assets under management: $8,607,655,383 in the October 2025 data and $9,154,129,413 in the October 2026 data, up 6%. Total employees: 13 in October 2025 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aviva Investors Canada Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: insurance companies (10); pooled investment vehicles (other than investment companies and business development companies) (5); pension and profit sharing plans (but not the plan participants or government pension plans) (2)." }, { "q": "Which custodians does Aviva Investors Canada Inc. use?", "a": "Aviva Investors Canada Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Investor Services, State Street Bank and Trust, State Street Trust Company Canada and The Northern Trust Company Canada as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Aviva Investors Canada Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333457" }, { "q": "What changed in Aviva Investors Canada Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Added the business name Aviva Investors." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 8607655383.0, "total_employees": 13, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9154129413.0, "total_employees": 18, "filing_date": "2026-03-11" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Added the business name Aviva Investors." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "RBC Investor Services", "name_as_filed": "RBC INVESTOR SERVICES", "affiliated": false }, { "name": "State Street Bank and Trust", "name_as_filed": "STATE STREET BANK AND TRUST", "affiliated": false }, { "name": "State Street Trust Company Canada", "name_as_filed": "STATE STREET TRUST COMPANY CANADA", "affiliated": false }, { "name": "The Northern Trust Company Canada", "name_as_filed": "THE NORTHERN TRUST COMPANY CANADA", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/aviva-investors-canada-inc-toronto-ontario-333457.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 41352898.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 1323146098.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 2, "fewer_than_5": false, "raum": 556736360.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 10, "fewer_than_5": false, "raum": 7232894057.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333457", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }