# Avisen Advisors, LLC

> Avisen Advisors, LLC is an SEC-registered investment advisory firm in Sacramento, CA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 113791
- Filed as: AVISEN ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sacramento, CA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113791
- AdvisorCensus page: https://advisorcensus.com/firm/avisen-advisors-llc-sacramento-ca-113791

## Quick answers

**How is Avisen Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Avisen Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Avisen Advisors, LLC located?**
Avisen Advisors, LLC's principal office is in Sacramento, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Avisen Advisors, LLC registered with the SEC or a state?**
Avisen Advisors, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 113791.

**How much does Avisen Advisors, LLC manage?**
Avisen Advisors, LLC reports $388,961,011 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (99% discretionary).

**How have Avisen Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Avisen Advisors, LLC: Regulatory assets under management: $258,203,948 in the October 2021 data and $388,961,011 in the October 2026 data, up 51%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Avisen Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (100); high net worth individuals (91).

**Which custodians does Avisen Advisors, LLC use?**
Avisen Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Avisen Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113791

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $388,961,011
- Discretionary: $383,909,685
- Non-discretionary: $5,051,326

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 100 | $47,820,469 |
| High net worth individuals | 91 | $324,886,680 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,421,083 |
| Charitable organizations | Fewer than 5 | $8,286,246 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,546,533 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Reno, NV

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $258,203,948 | 8 | April 15, 2021 |
| October 2022 | $311,050,510 | 8 | August 22, 2022 |
| October 2023 | $258,442,908 | 8 | March 27, 2023 |
| October 2024 | $305,430,986 | 9 | September 25, 2024 |
| October 2025 | $356,123,136 | 9 | March 13, 2025 |
| October 2026 | $388,961,011 | 9 | March 20, 2026 |

Regulatory assets under management: $258,203,948 in the October 2021 data and $388,961,011 in the October 2026 data, up 51%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Avisen Advisors, LLC (CRD 113791): Form ADV filing data as of October 2026.