# Avion Wealth

> Avion Wealth is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.

- CRD: 134242
- Filed as: AVION WEALTH
- Legal name: Avion Wealth, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: The Woodlands, TX
- Filing period: October 2026
- Form ADV filing dated: August 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134242
- AdvisorCensus page: https://advisorcensus.com/firm/avion-wealth-the-woodlands-tx-134242

## Quick answers

**How is Avion Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Avion Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Avion Wealth located?**
Avion Wealth's principal office is in The Woodlands, TX, according to its Form ADV.

**Is Avion Wealth registered with the SEC or a state?**
Avion Wealth is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 134242.

**How much does Avion Wealth manage?**
Avion Wealth reports $984,550,948 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).

**How have Avion Wealth's assets and staff changed since 2021?**
In the Form ADV data for Avion Wealth: Regulatory assets under management: $500,687,553 in the October 2021 data and $984,550,948 in the October 2026 data, up 97%. Total employees: 13 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Avion Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (269); individuals (other than high net worth individuals) (31).

**Which custodians does Avion Wealth use?**
Avion Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Avion Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134242

**What changed in Avion Wealth's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 8. Regulatory assets under management went from $848,721,665 to $984,550,948 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $984,550,948
- Discretionary: $983,989,638
- Non-discretionary: $561,310

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $31,560,611 |
| High net worth individuals | 269 | $952,990,337 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 15 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- avionwealth.com
- Facebook @PJACARROLL
- Facebook @avionwealth
- Instagram @avionwealth
- LinkedIn @avionwealth
- LinkedIn @PAULJCARROLL
- LinkedIn @ashley-dominey-stewart-cfp®-1b021016
- LinkedIn @elizabeth-brady-cfp®-b37b6752
- LinkedIn @sarah-mcivor-cfp®-7861b430
- YouTube @UCMeeCoZBcuGUyG_2nTTNi1g

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $500,687,553 | 13 | July 12, 2021 |
| October 2022 | $611,011,081 | 14 | July 6, 2022 |
| October 2023 | $687,761,277 | 15 | March 28, 2023 |
| October 2024 | $780,349,511 | 16 | September 6, 2024 |
| October 2025 | $848,721,665 | 15 | May 8, 2025 |
| October 2026 | $984,550,948 | 15 | August 27, 2026 |

Regulatory assets under management: $500,687,553 in the October 2021 data and $984,550,948 in the October 2026 data, up 97%.
Total employees: 13 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 8.
- Regulatory assets under management went from $848,721,665 to $984,550,948 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Avion Wealth (CRD 134242): Form ADV filing data as of October 2026.