{
  "crd_number": 134242,
  "slug": "avion-wealth-the-woodlands-tx-134242",
  "primary_business_name": "AVION WEALTH",
  "legal_name": "AVION WEALTH, LLC",
  "dbas": [],
  "city": "The Woodlands",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-06-08",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-08-27",
  "carried_forward": false,
  "raum_total": 984550948.0,
  "raum_discretionary": 983989638.0,
  "raum_non_discretionary": 561310.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 15,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 31560611.0,
      "count": 31
    },
    "high_net_worth_individuals": {
      "raum": 952990337.0,
      "count": 269
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "LA",
    "TX"
  ],
  "websites": [
    "https://avionwealth.com",
    "https://facebook.com/PJACARROLL",
    "https://facebook.com/avionwealth",
    "https://instagram.com/avionwealth",
    "https://linkedin.com/COMPANY/avionwealth",
    "https://linkedin.com/IN/PAULJCARROLL",
    "https://linkedin.com/in/ashley-dominey-stewart-cfp%C2%AE-1b021016",
    "https://linkedin.com/in/elizabeth-brady-cfp%C2%AE-b37b6752",
    "https://linkedin.com/in/sarah-mcivor-cfp%C2%AE-7861b430",
    "https://youtube.com/channel/UCMeeCoZBcuGUyG_2nTTNi1g"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/134242",
  "city_as_filed": "THE WOODLANDS",
  "url": "https://advisorcensus.com/firm/avion-wealth-the-woodlands-tx-134242",
  "display_name": "Avion Wealth",
  "summary": "Avion Wealth is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.",
  "citation": "AdvisorCensus. Avion Wealth (CRD 134242): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Avion Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Avion Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Avion Wealth located?",
      "a": "Avion Wealth's principal office is in The Woodlands, TX, according to its Form ADV."
    },
    {
      "q": "Is Avion Wealth registered with the SEC or a state?",
      "a": "Avion Wealth is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 134242."
    },
    {
      "q": "How much does Avion Wealth manage?",
      "a": "Avion Wealth reports $984,550,948 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Avion Wealth's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Avion Wealth: Regulatory assets under management: $500,687,553 in the October 2021 data and $984,550,948 in the October 2026 data, up 97%. Total employees: 13 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Avion Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (269); individuals (other than high net worth individuals) (31)."
    },
    {
      "q": "Which custodians does Avion Wealth use?",
      "a": "Avion Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Avion Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134242"
    },
    {
      "q": "What changed in Avion Wealth's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 10 to 8. Regulatory assets under management went from $848,721,665 to $984,550,948 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 500687553.0,
      "total_employees": 13,
      "filing_date": "2021-07-12"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 611011081.0,
      "total_employees": 14,
      "filing_date": "2022-07-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 687761277.0,
      "total_employees": 15,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 780349511.0,
      "total_employees": 16,
      "filing_date": "2024-09-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 848721665.0,
      "total_employees": 15,
      "filing_date": "2025-05-08"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 984550948.0,
      "total_employees": 15,
      "filing_date": "2026-08-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 8.",
        "Regulatory assets under management went from $848,721,665 to $984,550,948 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Distributors Company LLC",
      "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/avion-wealth-the-woodlands-tx-134242.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 31,
      "fewer_than_5": false,
      "raum": 31560611.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 269,
      "fewer_than_5": false,
      "raum": 952990337.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/134242",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}