{ "crd_number": 161077, "slug": "avier-wealth-advisors-bellevue-wa-161077", "primary_business_name": "AVIER WEALTH ADVISORS", "legal_name": "RAM INVESTMENT PARTNERS, LLC", "dbas": [], "city": "Bellevue", "state": "WA", "country": "United States", "cbsa_code": "42660", "metro": { "cbsa_code": "42660", "common_name": "Seattle", "msa_name": "Seattle-Tacoma-Bellevue, WA", "path": "/advisors/wa/seattle" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-14", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": 1187330321.0, "raum_discretionary": 948136442.0, "raum_non_discretionary": 239193879.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 20, "advisory_employees": 16, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 206170012.0, "count": 302 }, "high_net_worth_individuals": { "raum": 981160309.0, "count": 281 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AZ", "CA", "FL", "ID", "LA", "NE", "NH", "NV", "NY", "OR", "TX", "WA" ], "websites": [ "https://avieradvisors.com", "https://facebook.com/AvierWealthAdvisors", "https://instagram.com/avierwealthadvisors", "https://linkedin.com/COMPANY/AVIERWEALTHADVISORS", "https://youtube.com/@AvierWealthAdvisors" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161077", "city_as_filed": "BELLEVUE", "url": "https://advisorcensus.com/firm/avier-wealth-advisors-bellevue-wa-161077", "display_name": "Avier Wealth Advisors", "summary": "Avier Wealth Advisors is an SEC-registered investment advisory firm in Bellevue, WA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.", "citation": "AdvisorCensus. Avier Wealth Advisors (CRD 161077): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Avier Wealth Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Avier Wealth Advisors reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Avier Wealth Advisors located?", "a": "Avier Wealth Advisors' principal office is in Bellevue, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Avier Wealth Advisors registered with the SEC or a state?", "a": "Avier Wealth Advisors is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161077." }, { "q": "How much does Avier Wealth Advisors manage?", "a": "Avier Wealth Advisors reports $1,187,330,321 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (80% discretionary)." }, { "q": "How have Avier Wealth Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Avier Wealth Advisors: Regulatory assets under management: $531,939,454 in the October 2021 data and $1,187,330,321 in the October 2026 data, up 123%. Total employees: 12 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Avier Wealth Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (302); high net worth individuals (281)." }, { "q": "Which custodians does Avier Wealth Advisors use?", "a": "Avier Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Avier Wealth Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161077" }, { "q": "What changed in Avier Wealth Advisors' recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 14 to 16. Regulatory assets under management went from $964,391,865 to $1,187,330,321 (+23%). Added an office in Lake Oswego, OR." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 531939454.0, "total_employees": 12, "filing_date": "2021-06-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 671261463.0, "total_employees": 15, "filing_date": "2022-04-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 641273673.0, "total_employees": 16, "filing_date": "2023-08-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 785980266.0, "total_employees": 18, "filing_date": "2024-09-04" }, { "period": "2025-10-01", "regulatory_assets_under_management": 964391865.0, "total_employees": 19, "filing_date": "2025-03-29" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1187330321.0, "total_employees": 20, "filing_date": "2026-03-24" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 14 to 16.", "Regulatory assets under management went from $964,391,865 to $1,187,330,321 (+23%).", "Added an office in Lake Oswego, OR." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 24, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": "$10,000", "figures": [ { "label": "Minimum annual fee", "statements": [ "Minimum annual fee: $10,000" ], "quotes": [ "*Annual minimum fee is $10,000, billed quarterly, unless otherwise agreed to." ] } ], "quotes": [ "*Annual minimum fee is $10,000, billed quarterly, unless otherwise agreed to." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/avier-wealth-advisors-bellevue-wa-161077.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 302, "fewer_than_5": false, "raum": 206170012.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 281, "fewer_than_5": false, "raum": 981160309.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161077", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }