{
  "crd_number": 146597,
  "slug": "aviance-capital-partners-llc-naples-fl-146597",
  "primary_business_name": "AVIANCE CAPITAL PARTNERS LLC",
  "legal_name": "AVIANCE CAPITAL PARTNERS LLC",
  "dbas": [],
  "city": "Naples",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "34940",
  "metro": {
    "cbsa_code": "34940",
    "common_name": "Naples",
    "msa_name": "Naples-Marco Island, FL",
    "path": "/advisors/fl/naples"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-03-25",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-09-03",
  "carried_forward": false,
  "raum_total": 1125638667.0,
  "raum_discretionary": 1121584263.0,
  "raum_non_discretionary": 4054404.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 11,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2851658.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 79396255.0,
      "count": 162
    },
    "high_net_worth_individuals": {
      "raum": 1043390754.0,
      "count": 210
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IL",
    "MA",
    "MI",
    "MT",
    "NC",
    "NJ",
    "NY",
    "OH",
    "PA",
    "TN",
    "TX",
    "VA",
    "VT"
  ],
  "websites": [
    "https://aviancecapitalpartners.com",
    "https://facebook.com/AVIANCECAPITALPARTNERS",
    "https://linkedin.com/COMPANY/AVIANCE-CAPITAL-PARTNERS",
    "https://youtube.com/@Aviancecapitalpartners?app=desktop"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146597",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NAPLES",
  "url": "https://advisorcensus.com/firm/aviance-capital-partners-llc-naples-fl-146597",
  "display_name": "Aviance Capital Partners LLC",
  "summary": "Aviance Capital Partners LLC is an SEC-registered investment advisory firm in Naples, FL, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 3, 2026.",
  "citation": "AdvisorCensus. Aviance Capital Partners LLC (CRD 146597): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Aviance Capital Partners LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Aviance Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Aviance Capital Partners LLC located?",
      "a": "Aviance Capital Partners LLC's principal office is in Naples, FL, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Aviance Capital Partners LLC registered with the SEC or a state?",
      "a": "Aviance Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 146597."
    },
    {
      "q": "How much does Aviance Capital Partners LLC manage?",
      "a": "Aviance Capital Partners LLC reports $1,125,638,667 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Aviance Capital Partners LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Aviance Capital Partners LLC: Regulatory assets under management: $557,887,063 in the October 2021 data and $1,125,638,667 in the October 2026 data, up 102%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Aviance Capital Partners LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (210); individuals (other than high net worth individuals) (162)."
    },
    {
      "q": "Which custodians does Aviance Capital Partners LLC use?",
      "a": "Aviance Capital Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Aviance Capital Partners LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146597"
    },
    {
      "q": "What changed in Aviance Capital Partners LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in CO."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 557887063.0,
      "total_employees": 8,
      "filing_date": "2021-09-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 652531946.0,
      "total_employees": 9,
      "filing_date": "2022-09-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 605480898.0,
      "total_employees": 10,
      "filing_date": "2023-07-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 632290223.0,
      "total_employees": 8,
      "filing_date": "2024-06-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 971012034.0,
      "total_employees": 9,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1125638667.0,
      "total_employees": 11,
      "filing_date": "2026-09-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in CO."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $971,012,034 to $1,125,638,667 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/aviance-capital-partners-llc-naples-fl-146597.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 162,
      "fewer_than_5": false,
      "raum": 79396255.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 210,
      "fewer_than_5": false,
      "raum": 1043390754.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2851658.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146597",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}