{ "crd_number": 314570, "slug": "avesi-partners-llc-stamford-ct-314570", "primary_business_name": "AVESI PARTNERS LLC", "legal_name": "AVESI PARTNERS LLC", "dbas": [], "city": "Stamford", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-06-11", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 3154091801.0, "raum_discretionary": 3154091801.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 25, "advisory_employees": 19, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3154091801.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "VA" ], "websites": [ "https://avesipartners.com", "https://linkedin.com/company/avesi-partners" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314570", "city_as_filed": "STAMFORD", "url": "https://advisorcensus.com/firm/avesi-partners-llc-stamford-ct-314570", "display_name": "Avesi Partners LLC", "summary": "Avesi Partners LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Avesi Partners LLC (CRD 314570): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Avesi Partners LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Avesi Partners LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Avesi Partners LLC located?", "a": "Avesi Partners LLC's principal office is in Stamford, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Avesi Partners LLC registered with the SEC or a state?", "a": "Avesi Partners LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314570." }, { "q": "How much does Avesi Partners LLC manage?", "a": "Avesi Partners LLC reports $3,154,091,801 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Avesi Partners LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Avesi Partners LLC: Regulatory assets under management: $0 in the October 2021 data and $3,154,091,801 in the October 2026 data. Total employees: 3 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Avesi Partners LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Avesi Partners LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314570" }, { "q": "What changed in Avesi Partners LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,827,054,370 to $3,154,091,801 (+12%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 3, "filing_date": "2021-05-07" }, { "period": "2022-10-01", "regulatory_assets_under_management": 948645058.0, "total_employees": 13, "filing_date": "2022-03-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 897533321.0, "total_employees": 17, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1109898574.0, "total_employees": 19, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2827054370.0, "total_employees": 24, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3154091801.0, "total_employees": 25, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,827,054,370 to $3,154,091,801 (+12%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/avesi-partners-llc-stamford-ct-314570.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 3154091801.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314570", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }