# Avantia Investment Services, LLC

> Avantia Investment Services, LLC is an SEC-registered investment advisory firm in Seattle, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.

- CRD: 307869
- Filed as: AVANTIA INVESTMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: April 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307869
- AdvisorCensus page: https://advisorcensus.com/firm/avantia-investment-services-llc-seattle-wa-307869

## Quick answers

**How is Avantia Investment Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Avantia Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Avantia Investment Services, LLC located?**
Avantia Investment Services, LLC's principal office is in Seattle, WA, according to its Form ADV.

**Is Avantia Investment Services, LLC registered with the SEC or a state?**
Avantia Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 307869.

**How much does Avantia Investment Services, LLC manage?**
Avantia Investment Services, LLC reports $119,147,222 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (100% discretionary).

**How have Avantia Investment Services, LLC's assets and staff changed since 2025?**
In the Form ADV data for Avantia Investment Services, LLC: Regulatory assets under management: $105,599,021 in the October 2025 data and $119,147,222 in the October 2026 data, up 13%. Total employees: 4 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Avantia Investment Services, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (13); charitable organizations (1).

**Which custodians does Avantia Investment Services, LLC use?**
Avantia Investment Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Avantia Investment Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307869

**Does Avantia Investment Services, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 3, 2026 says: "The account minimum is $10M. At our discretion, we may waive this minimum account size."

**What changed in Avantia Investment Services, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $105,599,021 to $119,147,222 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 3, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> The account minimum is $10M. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $119,147,222
- Discretionary: $119,147,222
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $6,126,001 |
| High net worth individuals | 16 | $111,805,325 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $1,215,896 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- avantiamfo.com
- Facebook @AvantiaMFO
- LinkedIn @avantiamfo

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $105,599,021 | 4 | February 17, 2025 |
| October 2026 | $119,147,222 | 3 | April 3, 2026 |

Regulatory assets under management: $105,599,021 in the October 2025 data and $119,147,222 in the October 2026 data, up 13%.
Total employees: 4 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $105,599,021 to $119,147,222 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Avantia Investment Services, LLC (CRD 307869): Form ADV filing data as of October 2026.