# Avant-Garde Wealth

> Avant-Garde Wealth is a state-registered investment advisory firm in Smiths Grove, KY, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.

- CRD: 308170
- Filed as: AVANT-GARDE WEALTH
- Legal name: Avant-Garde Wealth, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Smiths Grove, KY
- Filing period: October 2026
- Form ADV filing dated: May 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/308170
- AdvisorCensus page: https://advisorcensus.com/firm/avant-garde-wealth-smiths-grove-ky-308170

## Quick answers

**How is Avant-Garde Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Avant-Garde Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Avant-Garde Wealth located?**
Avant-Garde Wealth's principal office is in Smiths Grove, KY, according to its Form ADV.

**Is Avant-Garde Wealth registered with the SEC or a state?**
Avant-Garde Wealth is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 308170.

**How much does Avant-Garde Wealth manage?**
Avant-Garde Wealth reports $3,509,000 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).

**What types of clients does Avant-Garde Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Avant-Garde Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/308170

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,509,000
- Discretionary: $3,509,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $3,509,000 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- a-gwealth.com
- avant-gardewealth.com
- avantgardewealth.com
- Facebook @avant.garde
- Instagram @avantgardewealth
- LinkedIn @avant-garde-wealth
- LinkedIn @sslewis
- YouTube @UCvkUFKShPUoORjFWpcE_4pA

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Avant-Garde Wealth (CRD 308170): Form ADV filing data as of October 2026.