{ "crd_number": 172704, "slug": "avanath-capital-management-llc-irvine-ca-172704", "primary_business_name": "AVANATH CAPITAL MANAGEMENT, LLC", "legal_name": "AVANATH CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Irvine", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-11-05", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-04-28", "carried_forward": false, "raum_total": 3749413912.0, "raum_discretionary": 3749413912.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 103, "advisory_employees": 35, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3749413912.0, "count": 13 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "VA" ], "websites": [ "https://avanath.com", "https://facebook.com/people/Avanath-Capital-Management/100063523240348", "https://instagram.com/avanathcapital", "https://linkedin.com/company/avanath-capital-management", "https://twitter.com/avanathcapital", "https://vimeo.com/avanathcapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172704", "city_as_filed": "IRVINE", "url": "https://advisorcensus.com/firm/avanath-capital-management-llc-irvine-ca-172704", "display_name": "Avanath Capital Management, LLC", "summary": "Avanath Capital Management, LLC is an SEC-registered investment advisory firm in Irvine, CA, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 28, 2026.", "citation": "AdvisorCensus. Avanath Capital Management, LLC (CRD 172704): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Avanath Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Avanath Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Avanath Capital Management, LLC located?", "a": "Avanath Capital Management, LLC's principal office is in Irvine, CA, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Avanath Capital Management, LLC registered with the SEC or a state?", "a": "Avanath Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172704." }, { "q": "How much does Avanath Capital Management, LLC manage?", "a": "Avanath Capital Management, LLC reports $3,749,413,912 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary)." }, { "q": "How have Avanath Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Avanath Capital Management, LLC: Regulatory assets under management: $2,630,597,085 in the October 2021 data and $3,749,413,912 in the October 2026 data, up 43%. Total employees: 82 in October 2021 and 103 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Avanath Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (13)." }, { "q": "Does Avanath Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172704" }, { "q": "What changed in Avanath Capital Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 41 to 35." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2630597085.0, "total_employees": 82, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2924615899.0, "total_employees": 114, "filing_date": "2022-05-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3637629382.0, "total_employees": 116, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3832484339.0, "total_employees": 121, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3636606116.0, "total_employees": 98, "filing_date": "2025-05-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3749413912.0, "total_employees": 103, "filing_date": "2026-04-28" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 41 to 35." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/avanath-capital-management-llc-irvine-ca-172704.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 13, "fewer_than_5": false, "raum": 3749413912.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172704", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }