# Auxier Asset Management

> Auxier Asset Management is an SEC-registered investment advisory firm in Aurora, OR, registered since 1998, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 107980
- Filed as: AUXIER ASSET MANAGEMENT
- Legal name: Auxier Asset Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Aurora, OR
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107980
- AdvisorCensus page: https://advisorcensus.com/firm/auxier-asset-management-aurora-or-107980

## Quick answers

**How is Auxier Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Auxier Asset Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Auxier Asset Management located?**
Auxier Asset Management's principal office is in Aurora, OR, according to its Form ADV.

**Is Auxier Asset Management registered with the SEC or a state?**
Auxier Asset Management is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 107980.

**How much does Auxier Asset Management manage?**
Auxier Asset Management reports $946,070,277 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (99% discretionary).

**How have Auxier Asset Management's assets and staff changed since 2021?**
In the Form ADV data for Auxier Asset Management: Regulatory assets under management: $693,704,221 in the October 2021 data and $946,070,277 in the October 2026 data, up 36%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Auxier Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (347); high net worth individuals (119); corporations or other businesses not listed above (20).

**Which custodians does Auxier Asset Management use?**
Auxier Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Auxier Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107980

**Does Auxier Asset Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The minimum account size is $2,000,000. The Adviser reserves the right to waive the account minimum requirement at the discretion of J. Jeffrey Auxier, President of the Adviser."

**What changed in Auxier Asset Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $855,277,871 to $946,070,277 (+11%). Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $2,000,000. The Adviser reserves the right to waive the account minimum requirement at the discretion of J. Jeffrey Auxier, President of the Adviser.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $946,070,277
- Discretionary: $933,612,696
- Non-discretionary: $12,457,581

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 347 | $105,235,308 |
| High net worth individuals | 119 | $389,399,363 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 1 | $315,942,906 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $15,106,818 |
| Charitable organizations | 10 | $13,117,802 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 20 | $107,268,080 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1998 (28 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, ID, OR, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- auxierasset.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $693,704,221 | 10 | March 25, 2021 |
| October 2022 | $791,039,117 | 9 | March 22, 2022 |
| October 2023 | $759,734,090 | 9 | March 23, 2023 |
| October 2024 | $831,681,710 | 12 | March 19, 2024 |
| October 2025 | $855,277,871 | 11 | March 11, 2025 |
| October 2026 | $946,070,277 | 11 | March 31, 2026 |

Regulatory assets under management: $693,704,221 in the October 2021 data and $946,070,277 in the October 2026 data, up 36%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $855,277,871 to $946,070,277 (+11%).
- Registered or notice-filed in CO.

### January 2026
- No longer registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Auxier Asset Management (CRD 107980): Form ADV filing data as of October 2026.