{ "crd_number": 154173, "slug": "auxarc-asset-management-company-siloam-springs-ar-154173", "primary_business_name": "AUXARC ASSET MANAGEMENT COMPANY", "legal_name": "AUXARC ASSET MANAGEMENT COMPANY", "dbas": [], "city": "Siloam Springs", "state": "AR", "country": "United States", "cbsa_code": "22220", "metro": { "cbsa_code": "22220", "common_name": "Fayetteville", "msa_name": "Fayetteville-Springdale-Rogers, AR", "path": "/advisors/ar/fayetteville" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2010-06-30", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 10751000.0, "raum_discretionary": 10751000.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 4387024.0, "count": 54 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 6363976.0, "count": 3 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "periodicals_newsletters", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "AR", "OK" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154173", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "SILOAM SPRINGS", "url": "https://advisorcensus.com/firm/auxarc-asset-management-company-siloam-springs-ar-154173", "display_name": "Auxarc Asset Management Company", "summary": "Auxarc Asset Management Company is a state-registered investment advisory firm in Siloam Springs, AR, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Auxarc Asset Management Company (CRD 154173): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Auxarc Asset Management Company compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Auxarc Asset Management Company reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Auxarc Asset Management Company located?", "a": "Auxarc Asset Management Company's principal office is in Siloam Springs, AR, according to its Form ADV." }, { "q": "Is Auxarc Asset Management Company registered with the SEC or a state?", "a": "Auxarc Asset Management Company is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154173." }, { "q": "How much does Auxarc Asset Management Company manage?", "a": "Auxarc Asset Management Company reports $10,751,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "What types of clients does Auxarc Asset Management Company serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54); high net worth individuals (3)." }, { "q": "Does Auxarc Asset Management Company report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154173" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/auxarc-asset-management-company-siloam-springs-ar-154173.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 54, "fewer_than_5": false, "raum": 4387024.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 3, "fewer_than_5": false, "raum": 6363976.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154173", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }