{
  "crd_number": 110569,
  "slug": "autumn-wind-asset-management-inc-reston-va-110569",
  "primary_business_name": "AUTUMN WIND ASSET MANAGEMENT INC",
  "legal_name": "AUTUMN WIND ASSET MANAGEMENT INC",
  "dbas": [],
  "city": "Reston",
  "state": "VA",
  "country": "United States",
  "cbsa_code": "47900",
  "metro": {
    "cbsa_code": "47900",
    "common_name": "Washington",
    "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV",
    "path": "/advisors/dc/washington"
  },
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2024-03-28",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://autumnwind.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110569",
  "city_as_filed": "RESTON",
  "url": "https://advisorcensus.com/firm/autumn-wind-asset-management-inc-reston-va-110569",
  "display_name": "Autumn Wind Asset Management Inc",
  "summary": "Autumn Wind Asset Management Inc is an exempt reporting adviser in Reston, VA, filing reports since 2024. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Autumn Wind Asset Management Inc (CRD 110569): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Autumn Wind Asset Management Inc located?",
      "a": "Autumn Wind Asset Management Inc's principal office is in Reston, VA, according to its Form ADV."
    },
    {
      "q": "How does Autumn Wind Asset Management Inc report to regulators?",
      "a": "Autumn Wind Asset Management Inc is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 110569."
    },
    {
      "q": "How have Autumn Wind Asset Management Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Autumn Wind Asset Management Inc: Regulatory assets under management: $128,610,993 in the October 2021 data and $141,622,822 in the October 2023 data, up 10%. Total employees: 3 in October 2021 and 2 in October 2023. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Autumn Wind Asset Management Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110569"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 128610993.0,
      "total_employees": 3,
      "filing_date": "2021-02-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 157127577.0,
      "total_employees": 3,
      "filing_date": "2022-02-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 141622822.0,
      "total_employees": 2,
      "filing_date": "2023-01-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-01-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-03"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/autumn-wind-asset-management-inc-reston-va-110569.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110569",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}