# Autumn Lane Advisors, LLC

> Autumn Lane Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 173624
- Filed as: AUTUMN LANE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173624
- AdvisorCensus page: https://advisorcensus.com/firm/autumn-lane-advisors-llc-houston-tx-173624

## Quick answers

**How is Autumn Lane Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Autumn Lane Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is Autumn Lane Advisors, LLC located?**
Autumn Lane Advisors, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Autumn Lane Advisors, LLC registered with the SEC or a state?**
Autumn Lane Advisors, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 173624.

**How much does Autumn Lane Advisors, LLC manage?**
Autumn Lane Advisors, LLC reports $1,198,858,655 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (65% discretionary).

**How have Autumn Lane Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Autumn Lane Advisors, LLC: Regulatory assets under management: $629,769,000 in the October 2021 data and $1,198,858,655 in the October 2026 data, up 90%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Autumn Lane Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (59); pooled investment vehicles (other than investment companies and business development companies) (13); corporations or other businesses not listed above (1).

**Which custodians does Autumn Lane Advisors, LLC use?**
Autumn Lane Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Autumn Lane Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173624

**What changed in Autumn Lane Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $1,060,085,574 to $1,198,858,655 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,198,858,655
- Discretionary: $777,313,967
- Non-discretionary: $421,544,688

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 59 | $770,404,521 |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $420,483,173 |
| Corporations or other businesses not listed above | 1 | $7,970,961 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2014 (11 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- autumnlanellc.com
- LinkedIn @autumn-lane-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $629,769,000 | 6 | April 1, 2021 |
| October 2022 | $767,479,000 | 7 | March 28, 2022 |
| October 2023 | $895,918,831 | 7 | July 12, 2023 |
| October 2024 | $968,877,637 | 8 | June 21, 2024 |
| October 2025 | $1,060,085,574 | 7 | June 30, 2025 |
| October 2026 | $1,198,858,655 | 7 | February 10, 2026 |

Regulatory assets under management: $629,769,000 in the October 2021 data and $1,198,858,655 in the October 2026 data, up 90%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $1,060,085,574 to $1,198,858,655 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Autumn Lane Advisors, LLC (CRD 173624): Form ADV filing data as of October 2026.