# Austin Wealth Management, LLC

> Austin Wealth Management, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 27, 2026.

- CRD: 172793
- Filed as: AUSTIN WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: September 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172793
- AdvisorCensus page: https://advisorcensus.com/firm/austin-wealth-management-llc-austin-tx-172793

## Quick answers

**How is Austin Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Austin Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Austin Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 4, 2026 states: Subscription: $250 a month (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Austin Wealth Management, LLC located?**
Austin Wealth Management, LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Austin Wealth Management, LLC registered with the SEC or a state?**
Austin Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 172793.

**How much does Austin Wealth Management, LLC manage?**
Austin Wealth Management, LLC reports $1,082,954,570 in regulatory assets under management in its Form ADV filing dated September 27, 2026 (91% discretionary).

**How have Austin Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Austin Wealth Management, LLC: Regulatory assets under management: $205,595,266 in the October 2021 data and $1,082,954,570 in the October 2026 data, up 427%. Total employees: 6 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Austin Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (391); high net worth individuals (189); pension and profit sharing plans (but not the plan participants or government pension plans) (47).

**Which custodians does Austin Wealth Management, LLC use?**
Austin Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Austin Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172793

**What changed in Austin Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 11. Regulatory assets under management went from $766,414,063 to $1,082,954,570 (+41%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 4, 2026)

- Subscription: $250 a month (Financial Planning Services)

> Financial Planning Service fees are charged as an ongoing fixed monthly fee. The fixed fee varies depending on the complexity of each client’s circumstances, however most clients will be charged at a rate of $250/month.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,082,954,570
- Discretionary: $988,809,694
- Non-discretionary: $94,144,876

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 391 | $123,449,044 |
| High net worth individuals | 189 | $502,643,832 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 47 | $31,920,212 |
| Other | 2 | $424,941,482 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 18 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DC, FL, LA, PA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- austinwealthmgmt.com
- Facebook @AUSTINWEALTHMGMT
- Instagram @AUSTINWEALTHMGMT
- LinkedIn @AUSTIN-WEALTH-MANAGEMENT
- X @ATXWEALTHMGMT
- YouTube @UCM8NOD827NYLWM50C8Y6WDW

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,595,266 | 6 | September 1, 2021 |
| October 2022 | $307,504,750 | 10 | March 17, 2022 |
| October 2023 | $432,723,356 | 12 | August 22, 2023 |
| October 2024 | $568,362,467 | 13 | September 4, 2024 |
| October 2025 | $766,414,063 | 16 | July 28, 2025 |
| October 2026 | $1,082,954,570 | 18 | September 27, 2026 |

Regulatory assets under management: $205,595,266 in the October 2021 data and $1,082,954,570 in the October 2026 data, up 427%.
Total employees: 6 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 11.
- Regulatory assets under management went from $766,414,063 to $1,082,954,570 (+41%).

### January 2026
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Austin Wealth Management, LLC (CRD 172793): Form ADV filing data as of October 2026.