# Austin Asset

> Austin Asset is an SEC-registered investment advisory firm in Austin, TX, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 105441
- Filed as: AUSTIN ASSET
- Legal name: Austin Asset Management Co
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105441
- AdvisorCensus page: https://advisorcensus.com/firm/austin-asset-austin-tx-105441

## Quick answers

**How is Austin Asset compensated?**
On its Form ADV (Item 5.E, October 2026), Austin Asset reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Austin Asset's brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 27, 2026 states: Up to $7,500,000: 0.65% a year; $7,500,001 to $15,000,000: 0.4% a year; $15,000,001 to $25,000,000: 0.3% a year; Above $25,000,001: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Austin Asset located?**
Austin Asset's principal office is in Austin, TX, according to its Form ADV; the October 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Austin Asset registered with the SEC or a state?**
Austin Asset is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 105441.

**How much does Austin Asset manage?**
Austin Asset reports $1,871,758,998 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Austin Asset's assets and staff changed since 2021?**
In the Form ADV data for Austin Asset: Regulatory assets under management: $1,176,798,438 in the October 2021 data and $1,871,758,998 in the October 2026 data, up 59%. Total employees: 19 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Austin Asset serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (355); individuals (other than high net worth individuals) (92); charitable organizations (11).

**Which custodians does Austin Asset use?**
Austin Asset's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Austin Asset report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105441

**What changed in Austin Asset's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $1,666,286,145 to $1,871,758,998 (+12%). No longer lists an office in Georgetown, TX. Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Up to $7,500,000: 0.65% a year
- $7,500,001 to $15,000,000: 0.4% a year
- $15,000,001 to $25,000,000: 0.3% a year
- Above $25,000,001: 0.25% a year

> The Fee shall be calculated as follows: $5,000 as flat fee; plus: 0.65% of the amount up to $7,500,000 AUM 0.40% of the amount from $7,500,001 to $15,000,000 AUM 0.30% of the amount from $15,000,001 to $25,000,000 AUM 0.25% of the amount over $25,000,000 AUM

- Minimum annual fee: $5,000

> The minimum annual fee is $5,000. From time to time, external discretionary asset values are temporarily unavailable. In such circumstances, Austin Asset attempts to retrieve the value as of the last day of the quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,871,758,998
- Discretionary: $1,871,758,998
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 92 | $54,117,341 |
| High net worth individuals | 355 | $1,640,103,815 |
| Charitable organizations | 11 | $177,537,842 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1988 (38 years)
- Employees: 21 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, CA, CO, FL, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2025 filing
- Georgetown, TX

### Websites listed on Form ADV (Item 1.I)
- austinasset.com
- ehehman.com
- Facebook @AustinAsset
- LinkedIn @austin-asset-management
- X @austinasset

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,176,798,438 | 19 | September 20, 2021 |
| October 2022 | $1,366,006,925 | 22 | May 26, 2022 |
| October 2023 | $1,265,576,615 | 22 | March 30, 2023 |
| October 2024 | $1,539,329,345 | 23 | April 26, 2024 |
| October 2025 | $1,666,286,145 | 24 | March 13, 2025 |
| October 2026 | $1,871,758,998 | 21 | February 27, 2026 |

Regulatory assets under management: $1,176,798,438 in the October 2021 data and $1,871,758,998 in the October 2026 data, up 59%.
Total employees: 19 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $1,666,286,145 to $1,871,758,998 (+12%).
- No longer lists an office in Georgetown, TX.
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Austin Asset (CRD 105441): Form ADV filing data as of October 2026.