# Aust Financial Advisory, LLC

> Aust Financial Advisory, LLC is a state-registered investment advisory firm, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 9, 2025.

- CRD: 153724
- Filed as: AUST FINANCIAL ADVISORY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Georgia
- Filing period: October 2026
- Form ADV filing dated: June 9, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/153724
- AdvisorCensus page: https://advisorcensus.com/firm/aust-financial-advisory-llc-153724

## Quick answers

**How is Aust Financial Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aust Financial Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Aust Financial Advisory, LLC registered with the SEC or a state?**
Aust Financial Advisory, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 153724.

**How much does Aust Financial Advisory, LLC manage?**
Aust Financial Advisory, LLC reports $33,030,000 in regulatory assets under management in its Form ADV filing dated June 9, 2025 (100% discretionary).

**What types of clients does Aust Financial Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26).

**Does Aust Financial Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/153724

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $33,030,000
- Discretionary: $33,030,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 26 | $33,030,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- austfinancialadvisory.com
- LinkedIn @otis-aust-cfp®-2706265

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aust Financial Advisory, LLC (CRD 153724): Form ADV filing data as of October 2026.