# Ausdal Financial Partners, Inc.

> Ausdal Financial Partners, Inc. is an SEC-registered investment advisory firm in Davenport, IA, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 13, 2026.

- CRD: 7995
- Filed as: AUSDAL FINANCIAL PARTNERS, INC.
- Also doing business as: ALBERTS WEALTH ADVISORS, LLC, AMERICAN IRA ADVISOR, APERATURE WEALTH PARTNERS, ARMOUR CAPITAL, LLC, B & N FINANCIAL, BCH WEALTH MANAGEMENT, BERMAN CAPITAL MANAGEMENT AND RESEARCH, BEVERLY CURMANSKIE FINANCIAL, LLC, BIG TIMBER WEALTH MANAGEMENT, BURGOYNE WEALTH MANAGEMENT, C&C ASSET MANAGEMENT, CAPITAL BUSINESS STRATEGIES, CARR WEALTH MANAGEMENT, CHICAGO FINANCIAL ADVISORS, CHOICES FINANCIAL SERVICES, CLARITY GROUP MIDWEST, COBRITY FINANCIAL, CORNERSTONE ASSET MANAGEMENT GROUP, LLC, CROSS WALK WEALTH MANAGEMENT, DENIM AND DIAMONDS FINANCIAL SOLUTIONS, DENNIS A. LIPOFF, PH.D & ASSOCIATES, LTD, DURMENT FINANCIAL PLANNING, ELLEFSON AND ASSOCIATES, ENGEL WEALTH MANAGEMENT, FARLEY FINANCIAL, FINANCIAL MATTERS GROUP, FIRST GEN PLANNING, FISCH FINANCIAL, LLC, FLOYD FINANCIAL SERVICES, INC., FOX VALLEY FINANCIAL, FREEDOM FINANCIAL GROUP, FROLICSTEIN FINANCIAL WEALTH MANAGEMENT, FROMM INVESTMENT MANAGEMENT, GRAND GLAIZE WEALTH, GREENWAY ADVISORS, GUILLIATT AND ASSOCIATES, HALL FINANCIAL PARTNERS, HINSDALE CAPITAL INVESTMENTS, INDIANO & COMPANY CPA'S INC, INFINITY CONSULTANTS INC., INFINITY TAX AND FINANCIAL, LLC, INSIGNIA WEALTH MANAGEMENT, INTEGRITY FINANCIAL STRATEGIES, INTERVEST INTERNATIONAL, INC., J.R. DEWITT INSURANCE, JML THE LANCASTER CO, JOAN K. JOHNSON FINANCIAL, JULIAN FINANCIAL GROUP, KARSTENSON FINANCIAL SERVICES, KMETZ FINANCIAL, KVASNICKA & KNEIP, LICHTFUSS FINANCIAL SERVICES, M. BROWN FINANCIAL ADVISORS, MCLEMORE FINANCIAL, MINNER & COMPANY, P.C., MINT HILL WEALTH, MISSION CRITICAL FPI, NEWMAN & ASSOCIATES, NIEDERMEIER AGENCY, OCEAN CREST WEALTH MANAGEMENT, PASSPORT WEALTH MANAGEMENT, PAXTON FINANCIAL SERVICES, PINNACLE WEALTH MANAGEMENT, PRISM FINANCIAL GROUP, LTD., RETIREWELL USA, ROGER O. ANDERSON, CPA, RUSSELL WEALTH GROUP, SAFE HARBOR RETIREMENT CONSULTANTS, SALTIEL WEALTH MANAGEMENT, SCHNEIDER CONSULTANTS, SEABREEZE WEALTH MANAGEMENT, SEMRAU WEALTH STRATEGIES, SILVER BIRCH CAPITAL ADVISORS, STERLING FINANCIAL ADVISORY SERVICES, STEWART WEALTH ADVISORS, STRATEGIC FINANCIAL PLANNING, STRAUTS CAPITAL MANAGEMENT, T/V BROKERAGE, INC., TEAM PRIVATE WEALTH, THE CF PARTNERS, THE MCCAUSLAND GROUP, THE ONLY CORNERSTONE, THE SERPE INSURANCE AGENCY, THE WENSTRUP COMPANY, THOMAS G. SCHAEFER & ASSOCIATES, TIMBERLAND FINANCIAL GROUP, TJ SULLIVAN & COMPANY, TK FINANCIAL, WATERSEED WEALTH MANAGEMENT, WEALTH ADVISORS FINANCIAL GROUP, INC, WEALTH QC, WENGER FINANCIAL GROUP, WILSON WEALTH MANAGEMENT, WPF WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Davenport, IA
- Filing period: October 2026
- Form ADV filing dated: April 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/7995
- AdvisorCensus page: https://advisorcensus.com/firm/ausdal-financial-partners-inc-davenport-ia-7995

## Quick answers

**How is Ausdal Financial Partners, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Ausdal Financial Partners, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions; other.

**How much does Ausdal Financial Partners, Inc. charge?**
Its Form ADV Part 2A brochure dated April 9, 2026 states: Asset-based fee: up to 3% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ausdal Financial Partners, Inc. located?**
Ausdal Financial Partners, Inc.'s principal office is in Davenport, IA, according to its Form ADV; the May 2026 filing also lists 24 other offices (Schedule D, Section 1.F).

**Is Ausdal Financial Partners, Inc. registered with the SEC or a state?**
Ausdal Financial Partners, Inc. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 7995.

**How much does Ausdal Financial Partners, Inc. manage?**
Ausdal Financial Partners, Inc. reports $3,733,313,940 in regulatory assets under management in its Form ADV filing dated April 13, 2026 (93% discretionary).

**How have Ausdal Financial Partners, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Ausdal Financial Partners, Inc.: Regulatory assets under management: $1,340,745,602 in the October 2021 data and $3,733,313,940 in the October 2026 data, up 178%. Total employees: 256 in October 2021 and 306 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ausdal Financial Partners, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12,432); high net worth individuals (4,004); corporations or other businesses not listed above (97).

**Which custodians does Ausdal Financial Partners, Inc. use?**
Ausdal Financial Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Ausdal Financial Partners, Inc. report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/7995

**What changed in Ausdal Financial Partners, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Item 11 disclosure answers changed: 5 yes answers, previously 6 (now no: 11.G).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 9, 2026)

- Asset-based fee: up to 3% of assets a year (the maximum the brochure states)

> The maximum annual fee to be charged to the client's account(s) will not exceed 3%.

> The maximum annual fee to be charged to the client's account(s) will not exceed 3%.

> All terms and conditions with respect to each Client's relationship with AFP, including without limitation, fees, minimum account sizes, and other terms are negotiated on a case-by-case basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,733,313,940
- Discretionary: $3,483,309,941
- Non-discretionary: $250,003,999

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12,432 | $1,566,025,342 |
| High net worth individuals | 4,004 | $2,064,245,772 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 21 | $15,267,424 |
| Charitable organizations | 18 | $5,070,801 |
| Corporations or other businesses not listed above | 97 | $82,704,601 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 306 total, 168 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/7995

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Batavia, IL
- Bettendorf, IA
- Boca Raton, FL
- Canfield, OH
- Clinton, IA
- Downers Grove, IL
- East Peoria, IL
- Elkhorn, NE
- Indianapolis, IN
- Joliet, IL
- Kokomo, IN
- Marinette, WI
- McHenry, IL
- Mint Hill, NC
- Naperville, IL
- Oak Brook, IL
- Orland Park, IL
- Osage Beach, MO
- Palatine, IL
- Schaumburg, IL
- Shorewood, MN
- Western Springs, IL
- White Bear Lake, MN
- Willoughby, OH

### Websites listed on Form ADV (Item 1.I)
- [afpwealthstrategies.com](https://afpwealthstrategies.com)
- [albertswealthadvisors.com](https://albertswealthadvisors.com)
- [americaniraadvisor.com](https://americaniraadvisor.com)
- [aperturewealthpartners.com](https://aperturewealthpartners.com)
- [armourcapital.com](https://armourcapital.com)
- [ausdal.com](https://ausdal.com)
- [ausdalfinancialpartners.com](https://ausdalfinancialpartners.com)
- [bandnfinancial.com](https://bandnfinancial.com)
- [bchwealth.com](https://bchwealth.com)
- [bermancapitalmanagement.com](https://bermancapitalmanagement.com)
- [bigtimberwealth.com](https://bigtimberwealth.com)
- [choicesfinancialservices.com/index.cfm](https://choicesfinancialservices.com/index.cfm)
- [chrisdoone.com](https://chrisdoone.com)
- [claritygroupmw.com](https://claritygroupmw.com)
- [cobrity.com](https://cobrity.com)
- [cowdellagency.com](https://cowdellagency.com)
- [crosswalkwealthmanagement.com](https://crosswalkwealthmanagement.com)
- [csamg.com](https://csamg.com)
- [danielsalexander.net](https://danielsalexander.net)
- [engelwealthmanagement.com](https://engelwealthmanagement.com)
- [firstgenplanning.com](https://firstgenplanning.com)
- [fischfinancial.com](https://fischfinancial.com)
- [foxvalleyfinancial.com](https://foxvalleyfinancial.com)
- [frolicsteinfinancial.com](https://frolicsteinfinancial.com)
- [gmbcpa.com](https://gmbcpa.com)
- [grandglaizewealth.com](https://grandglaizewealth.com)
- [greenwayadv.com](https://greenwayadv.com)
- [hinsdalecapital.com](https://hinsdalecapital.com)
- [icipgh.com](https://icipgh.com)
- [indianocpa.com](https://indianocpa.com)
- [infinitytfp.com](https://infinitytfp.com)
- [insigniawealthmanagement.com](https://insigniawealthmanagement.com)
- [intervestintl.com](https://intervestintl.com)
- [investing-plan.com](https://investing-plan.com)
- [kmetzfinancial.com](https://kmetzfinancial.com)
- [leafinancialgroup.com](https://leafinancialgroup.com)
- [mbrownltd.com](https://mbrownltd.com)
- [mccauslandgroup.com](https://mccauslandgroup.com)
- [mclemorefinancial.com](https://mclemorefinancial.com)
- [minthillwealth.com](https://minthillwealth.com)
- [missioncriticalfpi.com](https://missioncriticalfpi.com)
- [newmanfinancialgroup.com](https://newmanfinancialgroup.com)
- [oceancrestwm.com](https://oceancrestwm.com)
- [passanteinvestments.com](https://passanteinvestments.com)
- [passportwealth.com](https://passportwealth.com)
- [paxtonfs.com](https://paxtonfs.com)
- [pinnacle-invest.com](https://pinnacle-invest.com)
- [retirewellusa.com](https://retirewellusa.com)
- [russellwealthgroup.com](https://russellwealthgroup.com)
- [safeharborretirement.net](https://safeharborretirement.net)
- [saltielwm.com](https://saltielwm.com)
- [schneiderconsultants.com](https://schneiderconsultants.com)
- [seabreezewealthmanagement.com](https://seabreezewealthmanagement.com)
- [semrauwealth.com](https://semrauwealth.com)
- [silverbirchcapitaladvisors.com](https://silverbirchcapitaladvisors.com)
- [smyczynskifinancial.com](https://smyczynskifinancial.com)
- [teamprivatewealth.net](https://teamprivatewealth.net)
- [thenapervillefinancialplanner.com](https://thenapervillefinancialplanner.com)
- [theonlycornerstone.com](https://theonlycornerstone.com)
- [timberlandfinancial.com](https://timberlandfinancial.com)
- [tkobrienfinancial.com](https://tkobrienfinancial.com)
- [tvbrokerage.biz](https://tvbrokerage.biz)
- [waterseedwm.com](https://waterseedwm.com)
- [wealthqc.com](https://wealthqc.com)
- [wengerfinancial.com](https://wengerfinancial.com)
- [wenstrup.org](https://wenstrup.org)
- [wpfwealth.com](https://wpfwealth.com)
- LinkedIn @ausdal-financial-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,340,745,602 | 256 | July 9, 2021 |
| October 2022 | $1,667,710,047 | 370 | April 28, 2022 |
| October 2023 | $1,415,697,036 | 325 | August 29, 2023 |
| October 2024 | $1,533,931,190 | 317 | September 9, 2024 |
| October 2025 | $2,134,630,563 | 405 | July 25, 2025 |
| October 2026 | $3,733,313,940 | 306 | April 13, 2026 |

Regulatory assets under management: $1,340,745,602 in the October 2021 data and $3,733,313,940 in the October 2026 data, up 178%.
Total employees: 256 in October 2021 and 306 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Item 11 disclosure answers changed: 5 yes answers, previously 6 (now no: 11.G).

### April 2026
- No longer lists the business name Intervest International Equities Corporation.
- No longer lists the business name Granite Investment Service.
- No longer lists the business name Kentwood Holdings, Inc.
- No longer lists the business name McCausland Group.
- No longer lists the business name Willy Miranda.
- No longer lists the business name R-Axis.
- Added the business name Infinity Tax and Financial, LLC.
- Added the business name Floyd Financial Services, Inc..
- Added the business name Prism Financial Group, Ltd..
- Added the business name Pinnacle Wealth Management.
- Added the business name Infinity Consultants Inc..
- Added the business name Guilliatt and Associates.
- Added the business name Stewart Wealth Advisors.
- Added the business name Financial Matters Group.
- Added the business name Roger O. Anderson, CPA.
- Added the business name Minner & Company, P.C..
- Added the business name J.R. Dewitt Insurance.
- Added the business name Russell Wealth Group.
- Added the business name Fisch Financial, LLC.
- Added the business name Team Private Wealth.
- Added the business name T/V Brokerage, Inc..
- Added the business name Grand Glaize Wealth.
- Added the business name Niedermeier Agency.
- Added the business name Cobrity Financial.
- Added the business name Kmetz Financial.
- Employees performing advisory functions went from 152 to 168.
- Regulatory assets under management went from $2,134,630,563 to $3,733,313,940 (+75%).
- Added an office in Boca Raton, FL.
- Added an office in Canfield, OH.
- Added an office in Marinette, WI.
- Added an office in Osage Beach, MO.
- Added an office in Shorewood, MN.
- Added an office in Western Springs, IL.
- Added an office in White Bear Lake, MN.
- Added an office in Willoughby, OH.
- No longer lists an office in Jeffersonville, IN.
- No longer lists an office in Kokomo, IN.
- No longer lists an office in North Oaks, MN.
- No longer lists an office in Omaha, NE.
- No longer lists an office in Sylvanai, OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ausdal Financial Partners, Inc. (CRD 7995): Form ADV filing data as of October 2026.