# Aurora Financial Planning & Investment Management LLC

> Aurora Financial Planning & Investment Management LLC is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 10, 2024.

- CRD: 291658
- Filed as: AURORA FINANCIAL PLANNING & INVESTMENT MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: April 10, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/291658
- AdvisorCensus page: https://advisorcensus.com/firm/aurora-financial-planning-and-investment-management-llc-scottsdale-az-291658

## Quick answers

**How is Aurora Financial Planning & Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aurora Financial Planning & Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Aurora Financial Planning & Investment Management LLC located?**
Aurora Financial Planning & Investment Management LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Aurora Financial Planning & Investment Management LLC registered with the SEC or a state?**
Aurora Financial Planning & Investment Management LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 291658.

**How much does Aurora Financial Planning & Investment Management LLC manage?**
Aurora Financial Planning & Investment Management LLC reports $1,110,712 in regulatory assets under management in its Form ADV filing dated April 10, 2024 (100% discretionary).

**Does Aurora Financial Planning & Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/291658

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $1,110,712
- Discretionary: $1,110,712
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,110,712 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [aurorafinancialpim.com](https://aurorafinancialpim.com)
- [publicsquare.com/featured/marketplace/64720002145c120012a81585](https://publicsquare.com/featured/marketplace/64720002145c120012a81585)
- LinkedIn @KATHLEENTOWENS
- LinkedIn @71535725

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aurora Financial Planning & Investment Management LLC (CRD 291658): Form ADV filing data as of October 2026.