# Aull & Monroe

> Aull & Monroe is an SEC-registered investment advisory firm in Mobile, AL, registered since 1990, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 104830
- Filed as: AULL & MONROE
- Legal name: Aull & Monroe Investment Management Corp
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mobile, AL
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104830
- AdvisorCensus page: https://advisorcensus.com/firm/aull-and-monroe-mobile-al-104830

## Quick answers

**How is Aull & Monroe compensated?**
On its Form ADV (Item 5.E, October 2026), Aull & Monroe reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Aull & Monroe located?**
Aull & Monroe's principal office is in Mobile, AL, according to its Form ADV.

**Is Aull & Monroe registered with the SEC or a state?**
Aull & Monroe is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 104830.

**How much does Aull & Monroe manage?**
Aull & Monroe reports $323,170,676 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Aull & Monroe's assets and staff changed since 2021?**
In the Form ADV data for Aull & Monroe: Regulatory assets under management: $298,095,089 in the October 2021 data and $323,170,676 in the October 2026 data, up 8%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aull & Monroe serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (59); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Which custodians does Aull & Monroe use?**
Aull & Monroe's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Aull & Monroe report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104830

**Does Aull & Monroe state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "Aull & Monroe requires clients to have a minimum investment of $100,000 in assets under management. This may include investments in multiple accounts for individuals or entities." "In addition, Aull & Monroe, at its sole discretion, may make exceptions to the minimum when deemed appropriate."

**What changed in Aull & Monroe's recent Form ADV filings?**
In the December 2025 filing data: Registered or notice-filed in NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Aull & Monroe requires clients to have a minimum investment of $100,000 in assets under management. This may include investments in multiple accounts for individuals or entities.

> In addition, Aull & Monroe, at its sole discretion, may make exceptions to the minimum when deemed appropriate.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $323,170,676
- Discretionary: $323,170,676
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 121 | $35,127,299 |
| High net worth individuals | 59 | $253,453,326 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $22,433,426 |
| Charitable organizations | Fewer than 5 | $207,344 |
| Corporations or other businesses not listed above | Fewer than 5 | $11,949,281 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1990 (36 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, LA, MS, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aullmonroe.com
- LinkedIn @AULL-&-MONROE-INVESTMENT-MANAGMENT-CORP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $298,095,089 | 4 | March 24, 2021 |
| October 2022 | $342,759,666 | 4 | March 30, 2022 |
| October 2023 | $323,867,936 | 4 | March 23, 2023 |
| October 2024 | $329,663,610 | 5 | August 22, 2024 |
| October 2025 | $329,144,863 | 3 | May 2, 2025 |
| October 2026 | $323,170,676 | 5 | March 23, 2026 |

Regulatory assets under management: $298,095,089 in the October 2021 data and $323,170,676 in the October 2026 data, up 8%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Registered or notice-filed in NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aull & Monroe (CRD 104830): Form ADV filing data as of October 2026.