{
  "crd_number": 104830,
  "slug": "aull-and-monroe-mobile-al-104830",
  "primary_business_name": "AULL & MONROE",
  "legal_name": "AULL & MONROE INVESTMENT MANAGEMENT CORP",
  "dbas": [],
  "city": "Mobile",
  "state": "AL",
  "country": "United States",
  "cbsa_code": "33660",
  "metro": {
    "cbsa_code": "33660",
    "common_name": "Mobile",
    "msa_name": "Mobile, AL",
    "path": "/advisors/al/mobile"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1990-02-16",
  "years_registered": 36,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 323170676.0,
  "raum_discretionary": 323170676.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 207344.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 35127299.0,
      "count": 121
    },
    "pension_profit_sharing": {
      "raum": 22433426.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 253453326.0,
      "count": 59
    },
    "corporations_other_businesses": {
      "raum": 11949281.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "LA",
    "MS",
    "NE",
    "TX"
  ],
  "websites": [
    "https://aullmonroe.com",
    "https://linkedin.com/COMPANY/AULL-&-MONROE-INVESTMENT-MANAGMENT-CORP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104830",
  "city_as_filed": "MOBILE",
  "url": "https://advisorcensus.com/firm/aull-and-monroe-mobile-al-104830",
  "display_name": "Aull & Monroe",
  "summary": "Aull & Monroe is an SEC-registered investment advisory firm in Mobile, AL, registered since 1990, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Aull & Monroe (CRD 104830): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Aull & Monroe compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Aull & Monroe reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Aull & Monroe located?",
      "a": "Aull & Monroe's principal office is in Mobile, AL, according to its Form ADV."
    },
    {
      "q": "Is Aull & Monroe registered with the SEC or a state?",
      "a": "Aull & Monroe is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 104830."
    },
    {
      "q": "How much does Aull & Monroe manage?",
      "a": "Aull & Monroe reports $323,170,676 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Aull & Monroe's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Aull & Monroe: Regulatory assets under management: $298,095,089 in the October 2021 data and $323,170,676 in the October 2026 data, up 8%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Aull & Monroe serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (59); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Which custodians does Aull & Monroe use?",
      "a": "Aull & Monroe's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Aull & Monroe report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104830"
    },
    {
      "q": "Does Aull & Monroe state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 says: \"Aull & Monroe requires clients to have a minimum investment of $100,000 in assets under management. This may include investments in multiple accounts for individuals or entities.\" \"In addition, Aull & Monroe, at its sole discretion, may make exceptions to the minimum when deemed appropriate.\""
    },
    {
      "q": "What changed in Aull & Monroe's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Registered or notice-filed in NE."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 298095089.0,
      "total_employees": 4,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 342759666.0,
      "total_employees": 4,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 323867936.0,
      "total_employees": 4,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 329663610.0,
      "total_employees": 5,
      "filing_date": "2024-08-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 329144863.0,
      "total_employees": 3,
      "filing_date": "2025-05-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 323170676.0,
      "total_employees": 5,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in NE."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Aull & Monroe requires clients to have a minimum investment of $100,000 in assets under management. This may include investments in multiple accounts for individuals or entities.",
          "In addition, Aull & Monroe, at its sole discretion, may make exceptions to the minimum when deemed appropriate."
        ]
      }
    ],
    "quotes": [
      "Aull & Monroe requires clients to have a minimum investment of $100,000 in assets under management. This may include investments in multiple accounts for individuals or entities.",
      "In addition, Aull & Monroe, at its sole discretion, may make exceptions to the minimum when deemed appropriate."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/aull-and-monroe-mobile-al-104830.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 121,
      "fewer_than_5": false,
      "raum": 35127299.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 59,
      "fewer_than_5": false,
      "raum": 253453326.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 22433426.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 207344.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 11949281.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104830",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}