# Auerbach Investment Services, LLC

> Auerbach Investment Services, LLC is an SEC-registered investment advisory firm in Narberth, PA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 15, 2026.

- CRD: 290041
- Filed as: AUERBACH INVESTMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Narberth, PA
- Filing period: October 2026
- Form ADV filing dated: May 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290041
- AdvisorCensus page: https://advisorcensus.com/firm/auerbach-investment-services-llc-narberth-pa-290041

## Quick answers

**How is Auerbach Investment Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Auerbach Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Auerbach Investment Services, LLC located?**
Auerbach Investment Services, LLC's principal office is in Narberth, PA, according to its Form ADV.

**Is Auerbach Investment Services, LLC registered with the SEC or a state?**
Auerbach Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 290041.

**How much does Auerbach Investment Services, LLC manage?**
Auerbach Investment Services, LLC reports $150,199,334 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (97% discretionary).

**What types of clients does Auerbach Investment Services, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (17); corporations or other businesses not listed above (9).

**Which custodians does Auerbach Investment Services, LLC use?**
Auerbach Investment Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Auerbach Investment Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290041

**What changed in Auerbach Investment Services, LLC's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $150,199,334
- Discretionary: $146,426,937
- Non-discretionary: $3,772,397

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $5,970,454 |
| High net worth individuals | 34 | $119,069,177 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,663,082 |
| Charitable organizations | Fewer than 5 | $1,274,687 |
| Corporations or other businesses not listed above | 9 | $20,221,934 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- auerbachinvestment.com

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Auerbach Investment Services, LLC (CRD 290041): Form ADV filing data as of October 2026.