# AUA Private Equity Partners, LLC

> AUA Private Equity Partners, LLC is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 170597
- Filed as: AUA PRIVATE EQUITY PARTNERS, LLC
- Also doing business as: AUA PRIVATE EQUITY PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170597
- AdvisorCensus page: https://advisorcensus.com/firm/aua-private-equity-partners-llc-west-palm-beach-fl-170597

## Quick answers

**How is AUA Private Equity Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AUA Private Equity Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is AUA Private Equity Partners, LLC located?**
AUA Private Equity Partners, LLC's principal office is in West Palm Beach, FL, according to its Form ADV.

**Is AUA Private Equity Partners, LLC registered with the SEC or a state?**
AUA Private Equity Partners, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170597.

**How much does AUA Private Equity Partners, LLC manage?**
AUA Private Equity Partners, LLC reports $841,780,083 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have AUA Private Equity Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for AUA Private Equity Partners, LLC: Regulatory assets under management: $368,802,532 in the October 2021 data and $841,780,083 in the October 2026 data, up 128%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AUA Private Equity Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (13).

**Does AUA Private Equity Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170597

**What changed in AUA Private Equity Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 10.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $841,780,083
- Discretionary: $841,780,083
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $841,780,083 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 11 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- auaequity.com
- LinkedIn @aua-private-equity-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $368,802,532 | 11 | March 30, 2021 |
| October 2022 | $522,164,339 | 10 | June 30, 2022 |
| October 2023 | $311,619,419 | 10 | May 11, 2023 |
| October 2024 | $552,488,089 | 12 | May 16, 2024 |
| October 2025 | $884,725,235 | 12 | April 30, 2025 |
| October 2026 | $841,780,083 | 11 | March 31, 2026 |

Regulatory assets under management: $368,802,532 in the October 2021 data and $841,780,083 in the October 2026 data, up 128%.
Total employees: 11 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 10.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AUA Private Equity Partners, LLC (CRD 170597): Form ADV filing data as of October 2026.