# ATX Financial Planning, LLC

> ATX Financial Planning, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 311589
- Filed as: ATX FINANCIAL PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311589
- AdvisorCensus page: https://advisorcensus.com/firm/atx-financial-planning-llc-austin-tx-311589

## Quick answers

**How is ATX Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ATX Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does ATX Financial Planning, LLC charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $499,999: 1.25% a year; $500,000 to $1,999,999: 1% a year; $2,000,000 to $4,999,999: 0.9% a year; Above $5,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is ATX Financial Planning, LLC located?**
ATX Financial Planning, LLC's principal office is in Austin, TX, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is ATX Financial Planning, LLC registered with the SEC or a state?**
ATX Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 311589.

**How much does ATX Financial Planning, LLC manage?**
ATX Financial Planning, LLC reports $174,315,751 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**How have ATX Financial Planning, LLC's assets and staff changed since 2024?**
In the Form ADV data for ATX Financial Planning, LLC: Regulatory assets under management: $107,709,467 in the October 2024 data and $174,315,751 in the October 2026 data, up 62%. Total employees: 3 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ATX Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (150); high net worth individuals (57); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does ATX Financial Planning, LLC use?**
ATX Financial Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does ATX Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311589

**Does ATX Financial Planning, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "ATX Financial Planning requires a minimum of $500,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived."

**What changed in ATX Financial Planning, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $499,999: 1.25% a year
- $500,000 to $1,999,999: 1% a year
- $2,000,000 to $4,999,999: 0.9% a year
- Above $5,000,000: 0.75% a year

> ATX Financial Planning charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Annual Fee Quarterly Fee Up to $499,999 1.25%

> $500,000 to $1,999,999 1.00%

> $2,000,000 to $4,999,999 0.90%

> Over $5,000,000 0.75%

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> ATX Financial Planning requires a minimum of $500,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,315,751
- Discretionary: $174,315,751
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 150 | $46,609,039 |
| High net worth individuals | 57 | $120,064,845 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $6,330,183 |
| Charitable organizations | 1 | $1,217,724 |
| Corporations or other businesses not listed above | 1 | $63 |
| Other | 1 | $93,897 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Sidney, NE

### Websites listed on Form ADV (Item 1.I)
- [atxfinancialplanning.com](https://atxfinancialplanning.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $107,709,467 | 3 | September 5, 2024 |
| October 2025 | $126,538,000 | 3 | March 12, 2025 |
| October 2026 | $174,315,751 | 5 | September 28, 2026 |

Regulatory assets under management: $107,709,467 in the October 2024 data and $174,315,751 in the October 2026 data, up 62%.
Total employees: 3 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 2 to 3.

### April 2026
- Regulatory assets under management went from $139,941,447 to $174,315,751 (+25%).
- Changed its office addresses in Sidney, NE.

### December 2025
- Regulatory assets under management went from $126,538,000 to $139,941,447 (+11%).

### November 2025
- Added an office in Sidney, NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ATX Financial Planning, LLC (CRD 311589): Form ADV filing data as of October 2026.