# Atwater Capital, LLC

> Atwater Capital, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 299075
- Filed as: ATWATER CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299075
- AdvisorCensus page: https://advisorcensus.com/firm/atwater-capital-llc-los-angeles-ca-299075

## Quick answers

**How is Atwater Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Atwater Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Atwater Capital, LLC located?**
Atwater Capital, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Atwater Capital, LLC registered with the SEC or a state?**
Atwater Capital, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 299075.

**How much does Atwater Capital, LLC manage?**
Atwater Capital, LLC reports $491,461,508 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Atwater Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Atwater Capital, LLC: Regulatory assets under management: $146,532,690 in the October 2021 data and $491,461,508 in the October 2026 data, up 235%. Total employees: 1 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Atwater Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (13).

**Does Atwater Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299075

**What changed in Atwater Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $430,001,083 to $491,461,508 (+14%). Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $491,461,508
- Discretionary: $491,461,508
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $491,461,508 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- atwater-capital.com
- LinkedIn @atwater-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $146,532,690 | 1 | August 26, 2021 |
| October 2022 | $137,520,351 | 4 | July 6, 2022 |
| October 2023 | $438,433,220 | 7 | May 2, 2023 |
| October 2024 | $459,142,353 | 7 | May 1, 2024 |
| October 2025 | $430,001,083 | 7 | March 21, 2025 |
| October 2026 | $491,461,508 | 6 | March 19, 2026 |

Regulatory assets under management: $146,532,690 in the October 2021 data and $491,461,508 in the October 2026 data, up 235%.
Total employees: 1 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $430,001,083 to $491,461,508 (+14%).
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Atwater Capital, LLC (CRD 299075): Form ADV filing data as of October 2026.