{
  "crd_number": 326266,
  "slug": "attunga-capital-pty-ltd-sydney-new-south-wales-326266",
  "primary_business_name": "ATTUNGA CAPITAL PTY LTD",
  "legal_name": "ATTUNGA CAPITAL PTY LTD",
  "dbas": [],
  "city": "Sydney, New South Wales",
  "state": null,
  "country": "Australia",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2023-04-12",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-09-16",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 5,
  "states_registered": [],
  "websites": [
    "https://attungacapital.com.au"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326266",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    },
    {
      "item": "11.H(1)(b)",
      "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?"
    },
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "SYDNEY, NEW SOUTH WALES",
  "url": "https://advisorcensus.com/firm/attunga-capital-pty-ltd-sydney-new-south-wales-326266",
  "display_name": "Attunga Capital Pty Ltd",
  "summary": "Attunga Capital Pty Ltd is an exempt reporting adviser in Sydney, New South Wales, Australia, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Attunga Capital Pty Ltd (CRD 326266): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Attunga Capital Pty Ltd located?",
      "a": "Attunga Capital Pty Ltd's principal office is in Sydney, New South Wales, Australia, according to its Form ADV."
    },
    {
      "q": "How does Attunga Capital Pty Ltd report to regulators?",
      "a": "Attunga Capital Pty Ltd is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 326266."
    },
    {
      "q": "Does Attunga Capital Pty Ltd report any disciplinary disclosures?",
      "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years), 11.D(2) (another regulator's finding of a violation), 11.G (pending regulatory proceeding), 11.H(1)(b) (court finding of a violation), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326266"
    },
    {
      "q": "What changed in Attunga Capital Pty Ltd's recent Form ADV filings?",
      "a": "In the January 2026 filing data: Item 11 disclosure answers changed: 5 yes answers, previously 1 (now yes: 11.A(2), 11.D(2), 11.H(1)(b), 11.H(2))."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-04-12"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-05-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-09-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Item 11 disclosure answers changed: 5 yes answers, previously 1 (now yes: 11.A(2), 11.D(2), 11.H(1)(b), 11.H(2))."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/attunga-capital-pty-ltd-sydney-new-south-wales-326266.md",
  "clients": [],
  "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326266",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}