# Attucks Asset Management, LLC

> Attucks Asset Management, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 118891
- Filed as: ATTUCKS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118891
- AdvisorCensus page: https://advisorcensus.com/firm/attucks-asset-management-llc-chicago-il-118891

## Quick answers

**How is Attucks Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Attucks Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Attucks Asset Management, LLC located?**
Attucks Asset Management, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Attucks Asset Management, LLC registered with the SEC or a state?**
Attucks Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 118891.

**How much does Attucks Asset Management, LLC manage?**
Attucks Asset Management, LLC reports $3,859,952,013 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Attucks Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Attucks Asset Management, LLC: Regulatory assets under management: $2,167,060,672 in the October 2021 data and $3,859,952,013 in the October 2026 data, up 78%. Total employees: 13 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Attucks Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (16).

**Which custodians does Attucks Asset Management, LLC use?**
Attucks Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC, Northern Trust Securities, Inc. and State Street Global Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Attucks Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118891

**Does Attucks Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "The account minimum for an institutional client account is $2 million. Attucks reserves the right in its sole discretion to waive account minimums under certain circumstances."

**What changed in Attucks Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 12 to 11. Regulatory assets under management went from $3,382,842,492 to $3,859,952,013 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> The account minimum for an institutional client account is $2 million. Attucks reserves the right in its sole discretion to waive account minimums under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC
- Northern Trust Securities, Inc.
- State Street Global Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,859,952,013
- Discretionary: $3,859,952,013
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 16 | $2,984,459,538 |
| Insurance companies | Fewer than 5 | $478,120,986 |
| Other | Fewer than 5 | $397,371,489 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2002 (24 years)
- Employees: 12 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- attucksfunds.com
- LinkedIn @attucks-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,167,060,672 | 13 | March 22, 2021 |
| October 2022 | $4,500,174,945 | 12 | June 22, 2022 |
| October 2023 | $3,737,037,807 | 13 | March 8, 2023 |
| October 2024 | $4,129,459,321 | 10 | August 27, 2024 |
| October 2025 | $3,382,842,492 | 13 | March 12, 2025 |
| October 2026 | $3,859,952,013 | 12 | March 18, 2026 |

Regulatory assets under management: $2,167,060,672 in the October 2021 data and $3,859,952,013 in the October 2026 data, up 78%.
Total employees: 13 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 12 to 11.
- Regulatory assets under management went from $3,382,842,492 to $3,859,952,013 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Attucks Asset Management, LLC (CRD 118891): Form ADV filing data as of October 2026.