# Attentive Investments, LLC

> Attentive Investments, LLC is an SEC-registered investment advisory firm in Stockton, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.

- CRD: 315478
- Filed as: ATTENTIVE INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stockton, CA
- Filing period: October 2026
- Form ADV filing dated: February 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315478
- AdvisorCensus page: https://advisorcensus.com/firm/attentive-investments-llc-stockton-ca-315478

## Quick answers

**How is Attentive Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Attentive Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Attentive Investments, LLC charge?**
Its Form ADV Part 2A brochure dated February 12, 2026 states: Hourly rate: $250 an hour (Certified Financial Planner). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Attentive Investments, LLC located?**
Attentive Investments, LLC's principal office is in Stockton, CA, according to its Form ADV.

**Is Attentive Investments, LLC registered with the SEC or a state?**
Attentive Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315478.

**How much does Attentive Investments, LLC manage?**
Attentive Investments, LLC reports $197,494,206 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (96% discretionary).

**How have Attentive Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Attentive Investments, LLC: Regulatory assets under management: $140,323,692 in the October 2021 data and $197,494,206 in the October 2026 data, up 41%. Total employees: 1 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Attentive Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (385); high net worth individuals (45).

**Which custodians does Attentive Investments, LLC use?**
Attentive Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Attentive Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315478

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 12, 2026)

- Hourly rate: $250 an hour (Certified Financial Planner)

> Financial planning services are charged on an hourly basis according to the following schedule: Certified Financial Planner $250.00 per hour

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $197,494,206
- Discretionary: $189,486,618
- Non-discretionary: $8,007,588

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 385 | $117,716,296 |
| High net worth individuals | 45 | $79,777,910 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- attentiveinv.com
- Facebook @ATTENTIVEINVESTMENTS
- LinkedIn @attentive-investment-managers-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $140,323,692 | 1 | September 16, 2021 |
| October 2022 | $155,083,454 | 2 | March 18, 2022 |
| October 2023 | $121,635,141 | 2 | March 15, 2023 |
| October 2024 | $158,281,298 | 2 | February 27, 2024 |
| October 2025 | $181,401,319 | 3 | March 19, 2025 |
| October 2026 | $197,494,206 | 5 | February 12, 2026 |

Regulatory assets under management: $140,323,692 in the October 2021 data and $197,494,206 in the October 2026 data, up 41%.
Total employees: 1 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Attentive Investments, LLC (CRD 315478): Form ADV filing data as of October 2026.