{
  "crd_number": 315478,
  "slug": "attentive-investments-llc-stockton-ca-315478",
  "primary_business_name": "ATTENTIVE INVESTMENTS, LLC",
  "legal_name": "ATTENTIVE INVESTMENTS, LLC",
  "dbas": [],
  "city": "Stockton",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "44700",
  "metro": {
    "cbsa_code": "44700",
    "common_name": "Stockton",
    "msa_name": "Stockton-Lodi, CA",
    "path": "/advisors/ca/stockton"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-22",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-12",
  "carried_forward": false,
  "raum_total": 197494206.0,
  "raum_discretionary": 189486618.0,
  "raum_non_discretionary": 8007588.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 117716296.0,
      "count": 385
    },
    "high_net_worth_individuals": {
      "raum": 79777910.0,
      "count": 45
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://attentiveinv.com",
    "https://facebook.com/ATTENTIVEINVESTMENTS",
    "https://linkedin.com/company/attentive-investment-managers-inc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315478",
  "city_as_filed": "STOCKTON",
  "url": "https://advisorcensus.com/firm/attentive-investments-llc-stockton-ca-315478",
  "display_name": "Attentive Investments, LLC",
  "summary": "Attentive Investments, LLC is an SEC-registered investment advisory firm in Stockton, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.",
  "citation": "AdvisorCensus. Attentive Investments, LLC (CRD 315478): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Attentive Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Attentive Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Attentive Investments, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 12, 2026 states: Hourly rate: $250 an hour (Certified Financial Planner). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Attentive Investments, LLC located?",
      "a": "Attentive Investments, LLC's principal office is in Stockton, CA, according to its Form ADV."
    },
    {
      "q": "Is Attentive Investments, LLC registered with the SEC or a state?",
      "a": "Attentive Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315478."
    },
    {
      "q": "How much does Attentive Investments, LLC manage?",
      "a": "Attentive Investments, LLC reports $197,494,206 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (96% discretionary)."
    },
    {
      "q": "How have Attentive Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Attentive Investments, LLC: Regulatory assets under management: $140,323,692 in the October 2021 data and $197,494,206 in the October 2026 data, up 41%. Total employees: 1 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Attentive Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (385); high net worth individuals (45)."
    },
    {
      "q": "Which custodians does Attentive Investments, LLC use?",
      "a": "Attentive Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Attentive Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315478"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 140323692.0,
      "total_employees": 1,
      "filing_date": "2021-09-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 155083454.0,
      "total_employees": 2,
      "filing_date": "2022-03-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 121635141.0,
      "total_employees": 2,
      "filing_date": "2023-03-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 158281298.0,
      "total_employees": 2,
      "filing_date": "2024-02-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 181401319.0,
      "total_employees": 3,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 197494206.0,
      "total_employees": 5,
      "filing_date": "2026-02-12"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (Certified Financial Planner)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (Certified Financial Planner)"
        ],
        "quotes": [
          "Financial planning services are charged on an hourly basis according to the following schedule: Certified Financial Planner $250.00 per hour"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Certified Financial Planner"
        }
      ]
    },
    "quotes": [
      "Financial planning services are charged on an hourly basis according to the following schedule: Certified Financial Planner $250.00 per hour"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/attentive-investments-llc-stockton-ca-315478.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 385,
      "fewer_than_5": false,
      "raum": 117716296.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 79777910.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315478",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}