# Aton Financial LLC

> Aton Financial LLC is an SEC-registered investment advisory firm in San Juan, PR, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 173070
- Filed as: ATON FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Juan, PR
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173070
- AdvisorCensus page: https://advisorcensus.com/firm/aton-financial-llc-san-juan-pr-173070

## Quick answers

**How is Aton Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aton Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**What does Aton Financial LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 1, 2026 states: Up to $100,000: 1.5% a year; $100,001 to $250,000: 1.4% a year; $250,001 to $500,000: 1.3% a year; $500,001 to $1,000,000: 1.15% a year; $1,000,001 to $3,000,000: 1% a year; Above $3,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Aton Financial LLC located?**
Aton Financial LLC's principal office is in San Juan, PR, according to its Form ADV.

**Is Aton Financial LLC registered with the SEC or a state?**
Aton Financial LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 173070.

**How much does Aton Financial LLC manage?**
Aton Financial LLC reports $600,886,180 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (62% discretionary).

**How have Aton Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for Aton Financial LLC: Regulatory assets under management: $268,430,000 in the October 2021 data and $600,886,180 in the October 2026 data, up 124%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aton Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (85); corporations or other businesses not listed above (9).

**Which custodians does Aton Financial LLC use?**
Aton Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does Aton Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173070

**What changed in Aton Financial LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $469,132,000 to $600,886,180 (+28%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 1, 2026)

- Up to $100,000: 1.5% a year
- $100,001 to $250,000: 1.4% a year
- $250,001 to $500,000: 1.3% a year
- $500,001 to $1,000,000: 1.15% a year
- $1,000,001 to $3,000,000: 1% a year
- Above $3,000,001: 0.75% a year

> Assets Under Management Annual Fee Up to $100,000 1.50% $100,001 to $250,000 1.40% $250,001 to $500,000 1.30% $500,001 to $1,000,000 1.15% $1,000,001 to $3,000,000 1.00% Over $3,000,000 0.75%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Goldman Sachs & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $600,886,180
- Discretionary: $370,756,236
- Non-discretionary: $230,129,944

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 169 | $42,457,432 |
| High net worth individuals | 85 | $342,819,079 |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $172,342,614 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7,115,000 |
| Charitable organizations | Fewer than 5 | $2,316,465 |
| Corporations or other businesses not listed above | 9 | $33,835,590 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH, PR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- atonfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $268,430,000 | 9 | July 12, 2021 |
| October 2022 | $312,494,000 | 9 | March 23, 2022 |
| October 2023 | $311,370,000 | 9 | July 13, 2023 |
| October 2024 | $428,880,000 | 9 | May 24, 2024 |
| October 2025 | $469,132,000 | 9 | March 25, 2025 |
| October 2026 | $600,886,180 | 9 | July 1, 2026 |

Regulatory assets under management: $268,430,000 in the October 2021 data and $600,886,180 in the October 2026 data, up 124%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $469,132,000 to $600,886,180 (+28%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aton Financial LLC (CRD 173070): Form ADV filing data as of October 2026.